Gregory R. Johnson

COMPASS FINANCIAL GROUP

Dublin, OH 43017

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CRD#: 5178491

Professional summary

Gregory R Johnson, CFP®, who also goes by Gregory R Janssen, is a registered financial advisor currently at COMPASS FINANCIAL GROUP, INC. located in Dublin, Ohio and WESTMINSTER FINANCIAL SECURITIES, INC. located in Dublin, Ohio.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Gregory has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory R Janssen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)COMPASS FINANCIAL GROUP; INVESTMENT-RELATED; 6600 PERIMETER DRIVE, SUITE 200, DUBLIN, OH. 43016; FINANCIAL PLANNING; FINANCIAL ADVISOR;START DATE 04/01/2019. 140 HOURS. 140 HOURS. I SUPPORT THE FINANCIAL ADVISOR. 2). Pm Financial Group; yes investment related; 6600 Perimeter Suite 200, Dublin OH 43016; advisor; 01/01/2013-present; insurance sales; 40 hours/month (40 during securities trading hours); client meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory R Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

August 12, 2014 - Present

COMPASS FINANCIAL GROUP, INC.

Office #1: 6277 Riverside Drive Suite 2n, Dublin, OH 43017

RIA

CRD#: 130867

Dublin, OH

Current

July 17, 2022 - Present

WESTMINSTER FINANCIAL SECURITIES, INC.

Office #1: 6277 Riverside Drive #2n, Dublin, OH 43017

CRD#: 20677

Dublin, OH

Past

March 12, 2013 - July 19, 2022

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Dublin, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS FINANCIAL GROUP, INC.

COMPASS FINANCIAL GROUP, INC. | COMPASS FINANCIAL GROUP, LLC

CRD#: 130867 / SEC#: 801-130710

RIA

Registered Investment Advisory firm - (7/17/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/22/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/17/2022)

Florida
(7/17/2022)

Illinois
(7/17/2022)

Indiana
(7/17/2022)

Kentucky
(7/17/2022)

Michigan
(7/17/2022)

Minnesota
(4/19/2024)

Missouri
(7/17/2022)

North Carolina
(2/28/2024)

IAR

Ohio
(8/12/2014)

Ohio
(7/17/2022)

Oregon
(3/14/2025)

Pennsylvania
(7/17/2022)

West Virginia
(7/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COMPASS FINANCIAL GROUP, INC.

COMPASS FINANCIAL GROUP, INC. | COMPASS FINANCIAL GROUP, LLC

CRD#: 130867 / SEC#: 801-130710

RIA

Registered Investment Advisory firm - (7/17/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/22/2024 Terminated)

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Contact information

Main Address

6277 Riverside Drive Suite 2n, Dublin, OH 43017

Mailing Address

Phone number

(614) 791-0093

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL GROUP, INC. AMENDED FORM ADV, PART 2 (2/3/2025)

Regulatory assets under management

Total Number of Accounts	151
AUM (Assets Under Management)	$ 128,354,287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory R. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory R Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS FINANCIAL GROUP, INC.

WESTMINSTER FINANCIAL SECURITIES, INC.

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

COMPASS FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2013

FINRA

Current Firm

COMPASS FINANCIAL GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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