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JS

Joshua A. Stipcich

TIDEMARK
San Diego, CA 92121
Some features on this profile are disabled
CRD#: 5177834
JS

Professional summary

Joshua Albert Stipcich, AIF®, who also goes by Joshua Albea Stipcich, is a registered financial advisor currently at TIDEMARK, LLC located in San Diego, California.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Joshua has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joshua Albea Stipcich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Albert Stipcich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

September 26, 2023 - Present

TIDEMARK, LLC

Office #1: 5405 Morehouse Dr. Suite 345, San Diego, CA 92121
RIA
CRD#: 327611
San Diego, CA
Past

June 15, 2011 - April 2, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

September 2, 2008 - April 2, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

August 7, 2006 - September 3, 2008

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TIDEMARK, LLC
TIDEMARK FINANCIAL PARTNERS | TIDEMARK, LLC

CRD#: 327611 / SEC#: 801-128758

RIA
Registered Investment Advisory firm - (9/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/26/2023)
IAR
Texas
(10/23/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/14/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/11/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/4/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TL
TIDEMARK, LLC
TIDEMARK FINANCIAL PARTNERS | TIDEMARK, LLC

CRD#: 327611 / SEC#: 801-128758

RIA
Registered Investment Advisory firm - (9/20/2023 Approved)
PREMIUM
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Contact information

Main Address
5405 Morehouse Dr. Suite 345, San Diego, CA 92121
Mailing Address
Phone number
(888) 791-0197
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TIDEMARK ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts1,567
AUM (Assets Under Management)$ 344,558,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIDEMARK, LLC

CRD#: 327611San Diego, CA 92121

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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