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JG

John Duwayne Guderyon

CRD# 5177693·Registered 2006 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Duwayne Guderyon, who also goes by John Guderyon, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2006 - 2020. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Guderyon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CREST CAPITAL LLC·CRD# 172664
BD
Waukesha, WI
December 15, 2014 - May 11, 2020
WM SMITH & CO.·CRD# 30777
BD
Greenwood Village, CO
September 20, 2013 - December 15, 2014
SITUS CAPITAL MANAGEMENT LLC·CRD# 159007
BD
New Yourk, NY
March 7, 2012 - October 18, 2012
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
New York, NY
June 15, 2011 - March 13, 2012
SANDLER, O'NEILL & PARTNERS, L.P.·CRD# 23328
BD
New York, NY
June 28, 2007 - October 19, 2010
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
August 29, 2006 - June 19, 2007

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Current Firm

CC
CREST CAPITAL LLC

CREST CAPITAL LLC

CRD#: 172664 / SEC#: 8-69514
BD
Terminated by SEC on 03/20/2020

Contact Information

Established

Nevada since 07/24/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GUDERYON, JOHN DUWAYNEMANAGING PARTNER & CHIEF COMPLIANCE OFFICER5177693
RICHARDS, JAMES ROSSFINOP2680389

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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