John D. Guderyon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Duwayne Guderyon, who also goes by John Guderyon, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - May 11, 2020
CREST CAPITAL LLC
September 20, 2013 - December 15, 2014
WM SMITH & CO.
March 7, 2012 - October 18, 2012
SITUS CAPITAL MANAGEMENT LLC
June 15, 2011 - March 13, 2012
FIRST ALLIED SECURITIES, INC.
June 28, 2007 - October 19, 2010
SANDLER, O'NEILL & PARTNERS, L.P.
August 29, 2006 - June 19, 2007
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CREST CAPITAL LLC
CRD#: 172664 / SEC#: , 8-69514
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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