Jonathan Espinosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Espinosa, who also goes by Jonathan A Espinosa, Jonathan Alexander Espinosa, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2007. Jonathan had worked at 9 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2023 - April 23, 2026
SECURITIZE MARKETS, LLC
September 23, 2019 - March 14, 2021
VERACITY CAPITAL LLC
January 8, 2019 - May 24, 2019
INDEPENDENT FINANCIAL GROUP, LLC
October 2, 2018 - December 10, 2019
F3LOGIC, LLC
November 3, 2015 - August 27, 2018
MERCER ALLIED COMPANY, L.P.
September 22, 2015 - August 27, 2018
GOLDMAN SACHS WEALTH SERVICES, L.P.
May 9, 2012 - January 18, 2013
GFO ADVISORY SERVICES, LLC
May 2, 2012 - March 11, 2014
WE FAMILY OFFICES
December 1, 2007 - July 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2007 - July 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/24/2023
General Securities Representative ExaminationCurrent Firm
SECURITIZE MARKETS, LLC
CRD#: 283256 / SEC#: , 8-69743
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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