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JE

Jonathan Espinosa

SECURITIZE MARKETS
MIAMI, FL 33130
Some features on this profile are disabled
CRD#: 5177483
JE

Professional summary


Jonathan Espinosa, who also goes by Jonathan A Espinosa, Jonathan Alexander Espinosa, is a registered financial professional currently at SECURITIZE MARKETS, LLC located in Miami, Florida.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 9 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jonathan A Espinosa | Jonathan Alexander Espinosa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Espinosa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 26, 2023 - Present

SECURITIZE MARKETS, LLC

Office #1: 78 Sw 7th Street Suite 500, Miami, FL 33130
BD
CRD#: 283256
MIAMI, FL
Past

September 23, 2019 - March 14, 2021

VERACITY CAPITAL LLC

RIA
CRD#: 304272
Miami, FL
Past

January 8, 2019 - May 24, 2019

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
MIAMI, FL
Past

October 2, 2018 - December 10, 2019

F3LOGIC, LLC

RIA
CRD#: 289863
BURNSVILLE, MN
Past

November 3, 2015 - August 27, 2018

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
MIAMI, FL
Past

September 22, 2015 - August 27, 2018

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
MIAMI, FL
Past

May 9, 2012 - January 18, 2013

GFO ADVISORY SERVICES, LLC

RIA
CRD#: 109278
MIAMI, FL
Past

May 2, 2012 - March 11, 2014

WE FAMILY OFFICES

RIA
CRD#: 109869
MIAMI, FL
Past

December 1, 2007 - July 7, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

September 18, 2007 - July 7, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/20/2023)
RR
Alaska
(7/20/2023)
RR
Arizona
(7/20/2023)
RR
Arkansas
(7/20/2023)
RR
California
(7/20/2023)
RR
Connecticut
(6/28/2023)
RR
Delaware
(7/20/2023)
RR
District of Columbia
(10/17/2023)
RR
Georgia
(7/20/2023)
RR
Hawaii
(7/20/2023)
RR
Idaho
(6/28/2023)
RR
Illinois
(7/20/2023)
RR
Indiana
(7/20/2023)
RR
Iowa
(7/20/2023)
RR
Kansas
(7/20/2023)
RR
Kentucky
(7/20/2023)
RR
Louisiana
(6/28/2023)
RR
Maine
(7/20/2023)
RR
Maryland
(11/21/2023)
RR
Massachusetts
(7/20/2023)
RR
Michigan
(7/20/2023)
RR
Minnesota
(7/20/2023)
RR
Mississippi
(7/20/2023)
RR
Missouri
(7/20/2023)
RR
Montana
(7/20/2023)
RR
Nebraska
(7/20/2023)
RR
Nevada
(7/20/2023)
RR
New Hampshire
(7/20/2023)
RR
New Jersey
(7/20/2023)
RR
New Mexico
(7/20/2023)
RR
New York
(7/20/2023)
RR
North Carolina
(7/20/2023)
RR
North Dakota
(7/20/2023)
RR
Ohio
(7/21/2023)
RR
Oklahoma
(7/20/2023)
RR
Oregon
(7/20/2023)
RR
Pennsylvania
(7/20/2023)
RR
Rhode Island
(7/20/2023)
RR
South Carolina
(7/20/2023)
RR
South Dakota
(7/20/2023)
RR
Tennessee
(7/20/2023)
RR
Texas
(7/20/2023)
RR
Utah
(7/20/2023)
RR
Vermont
(7/20/2023)
RR
Virgin Islands
(7/20/2023)
RR
Virginia
(7/20/2023)
RR
Washington
(7/20/2023)
RR
West Virginia
(7/20/2023)
RR
Wisconsin
(7/20/2023)
RR
Wyoming
(7/20/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 7/20/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 10/15/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SM
SECURITIZE MARKETS, LLC
DISTRIBUTED TECHNOLOGY MARKETS LLC | SECURITIZE MARKETS, LLC | ORCHARD PLATFORM MARKETS, LLC

CRD#: 283256 / SEC#: , 8-69743

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Mailing Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Phone number
(646) 918-5012
Established
Delaware since 12/10/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SECURITIZE, INC.OWNER
NIKOLSON, JOSEPHCEO, CCO2831577
SILVESTRO, MICHELE ANNFINOP/PFO6960939

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SECURITIZE MARKETS, LLC

CRD#: 283256Miami, FL 33130

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