Benjamin J. Brandt
CAPITAL CITY WEALTH MANAGEMENT
Bismarck, ND 58504
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CRD#: 5177378
Professional summary
Benjamin Jacob Brandt Sr., CFP®, who also goes by Benjamin Jacob Brandt, Benjamin Brandt, is a registered financial advisor currently at CAPITAL CITY WEALTH MANAGEMENT, INC. located in Bismarck, North Dakota.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Benjamin has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Biography
I have a passion for serving my clients by creating customized retirement income plans.
My wife once asked me what I liked about my job and I replied, "The retirement income riddle is an unsolvable quandary with unlimited variables, what's not to love?"
Company site: RetirementStartsToday.com
Blog/Podcast: RetirementStartsTodayRadio.com
Question & Answer
What are your service offerings?
My firm
Capital City Wealth Management
specializes in overseeing clie...
making the process as stress-f...
multiple commission structures
avoidable penalties and the un...
works on a predetermined fee s...
personalized investment strate...
years into the future.
Do you have an area of expertise or specialization?
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
Benjamin Jacob Brandt | Benjamin Brandt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Retire Ready Resources LLC not investment-related 1000 Tacoma Ave., Suite #200, Bismarck, ND 58504 Media Sole Member, Content Creator July 2019 10 hours per month 2 hours during trading Content creator. Author of books, host of podcast & YouTube channels. Online Course creator. Retirement Starts Today Radio investment-related 1000 Tacoma Ave., Suite #200, Bismarck, ND 58504 Podcast Host October 2015 6 hours per month 0 hours during trading Host a biweekly podcast discussing topics on the mind of the modern retiree
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Jacob Brandt Sr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 8, 2014 - Present
CAPITAL CITY WEALTH MANAGEMENT, INC.
Office #1: 1000 Tacoma Avenue Suite 200, Bismarck, ND 58504RIA
CRD#: 172199
Bismarck, ND
Past
May 1, 2007 - September 4, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
BISMARCK, ND
Past
March 20, 2007 - September 4, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
BISMARCK, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CITY WEALTH MANAGEMENT, INC.
CAPITAL CITY WEALTH MANAGEMENT | CAPITAL CITY WEALTH MANAGEMENT, INC.
CRD#: 172199 / SEC#: 801-131838
RIA
Registered Investment Advisory firm - (1/30/2025 Approved)North Dakota
Registered Investment Advisory firm - (2/6/2025 Terminated)South Dakota
Registered Investment Advisory firm - (12/6/2022 Terminated)Texas
Registered Investment Advisory firm - (2/6/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Dakota(9/8/2014)
IAR
Texas(10/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CAPITAL CITY WEALTH MANAGEMENT, INC.
CAPITAL CITY WEALTH MANAGEMENT | CAPITAL CITY WEALTH MANAGEMENT, INC.
CRD#: 172199 / SEC#: 801-131838
RIA
Registered Investment Advisory firm - (1/30/2025 Approved)North Dakota
Registered Investment Advisory firm - (2/6/2025 Terminated)South Dakota
Registered Investment Advisory firm - (12/6/2022 Terminated)Texas
Registered Investment Advisory firm - (2/6/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1000 Tacoma Avenue Suite 200, Bismarck, ND 58504
Mailing Address
Phone number
(701) 250-7220
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 126,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL CITY WEALTH MANAGEMENT, INC.
CRD#: 172199Bismarck, ND 58504TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
