Charles L. Bennett

INFLECTION ADVISORS

North Hollywood, CA

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CRD#: 5177308

Professional summary

Charles L Bennett, who also goes by Charlie Bennett, is a registered financial advisor currently at INFLECTION ADVISORS located in North Hollywood, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Charles has worked at 3 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Bennett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CEO - I run a small business that sells insoles for running. The business is 100% online doing digital ecommerce orders only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles L Bennett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

INFLECTION ADVISORS

RIA

CRD#: 288602

North Hollywood, CA

Past

October 5, 2023 - June 3, 2024

HARRY LICURSI TAX & RETIREMENT PLANNING

RIA

CRD#: 130299

SANTA ROSA, CA

Past

November 1, 2013 - March 4, 2016

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

SANTA BARBARA, CA

Past

June 25, 2013 - March 4, 2016

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

SANTA BARBARA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/22/2024)

IAR

Texas
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/31/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/25/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INFLECTION ADVISORS

INFLECTION ADVISORS | INFLECTION WEALTH LLC | INFLECTION BUSINESS CONSULTING INC.

CRD#: 288602 / SEC#:

California

Registered Investment Advisory firm - (7/14/2017 Approved)

Colorado

Registered Investment Advisory firm - (5/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (10/18/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Camarillo, CA

Mailing Address

8605 Santa Monica Blvd Pmb 67737, Los Angeles, CA 90069

Phone number

(424) 326-3093

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	419
AUM (Assets Under Management)	$ 61,804,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles L. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles L Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFLECTION ADVISORS

HARRY LICURSI TAX & RETIREMENT PLANNING

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2023

Series 66

Date: 10/31/2013

SIE

Date: 3/4/2016

Series 7

Date: 9/24/2013

Series 6

Date: 6/25/2013

Current Firm

INFLECTION ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INFLECTION ADVISORS

TRUST BUT VERIFY

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