Nithin V. Srinagesh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nithin Vivek Srinagesh was a registered financial professional .
Nithin is a previously registered financial professional and started their career in finance in 2012. Nithin had worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2012 - August 26, 2014
SUCCESS TRADE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 11
Date: 6/20/2012
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SUCCESS TRADE SECURITIES, INC.
CRD#: 46027 / SEC#: , 8-51273
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUCCESS TRADE,INC | SHARE HOLDER | |
| AHMED, FUAD | PRESIDENT & CCO | 2404244 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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