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Fuad Ahmed

CRD# 2404244·Registered 1994 - 2015
Barred: Fuad Ahmed was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Fuad Ahmed was a registered financial advisor. Fuad was a previously registered financial professional and started their career in finance 1994 - 2015. Fuad had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SUCCESS TRADE SECURITIES, INC.·CRD# 46027
BD
Washington, DC
March 15, 1999 - March 31, 2015
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
March 6, 1997 - August 25, 1998
CLEARING SERVICES OF AMERICA, INC.·CRD# 23623
BD
St. Louis, MO
November 26, 1996 - January 27, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 27, 1994 - November 22, 1996
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
July 21, 1994 - September 20, 1994
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
June 30, 1994 - July 20, 1994

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Current Firm

ST
SUCCESS TRADE SECURITIES, INC.

FIRST TRADE SECURITIES, INC. | SUCCESS TRADE SECURITIES, INC. | LOW TRADES.COM(DIVISION OF SUCCESS TRADE SECURITIES) | LOW TRADES.COM | JUST2TRADE.COM

CRD#: 46027 / SEC#: 8-51273
BD
Revoked by SEC on 08/14/2015

Contact Information

Established

District of Columbia since 10/06/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SUCCESS TRADE,INCSHARE HOLDER—
AHMED, FUADPRESIDENT & CCO2404244

Disclosures

Regulatory Event

10

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2007About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1999About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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