Christopher S. Miceika

PNC CAPITAL ADVISORS LLC

Tampa, FL 33602-5162

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CRD#: 5176446

Professional summary

Christopher S Miceika, CFA is a registered financial advisor currently at PNC CAPITAL ADVISORS LLC located in Tampa, Florida and PNC CAPITAL MARKETS LLC located in Charlotte, North Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 24 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trustee, Erie Neighborhood House, Chicago, IL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher S Miceika's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 16, 2025 - Present

PNC CAPITAL ADVISORS LLC

Office #1: 201 N Franklin St., Ste 1500, Tampa, FL 33602-5162

RIA

CRD#: 151829

Tampa, FL

Current

March 12, 2020 - Present

PNC CAPITAL MARKETS LLC

Office #1: 4720 Piedmont Row Drive Suite 200, Charlotte, NC 28210

CRD#: 15647

Charlotte, NC

Past

August 15, 2019 - April 7, 2025

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

Chicago, IL

Past

August 7, 2019 - December 31, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

CHICAGO, IL

Past

May 11, 2016 - July 8, 2019

COMMONFUND SECURITIES, INC.

CRD#: 43541

New York, NY

Past

April 2, 2014 - April 15, 2016

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/1/2024)

IAR

Florida
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/18/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/14/2016

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/2/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2019

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 12/11/2017

NFA Branch Manager Examination

SRO Registrations

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

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Contact information

Main Address

One East Pratt Street Fifth Floor - East, Baltimore, MD 21202

Mailing Address

Phone number

(216) 222-3921

Established

Firm type

Fiscal year end

# of Employees

263

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PCA FORM ADV PART 2A BROCHURE 2025 4 4 (4/4/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 42,558,194,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
08/24/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher S. Miceika

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher S Miceika's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

PNC CAPITAL ADVISORS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

COMMONFUND SECURITIES, INC.

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PNC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/2014

SIE

Date: 10/1/2018

Series 31

Date: 5/14/2016

Series 7

Date: 4/2/2014

Series 24

Date: 12/30/2019

Series 30

Date: 12/11/2017

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PNC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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