TR
Todd J. Rollins
WORLD EQUITY GROUP
Libertyville, IL 60048
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CRD#: 5175251
TR
Professional summary
Todd Jay Rollins, CFP® is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Libertyville, Illinois.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Todd has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Rollins Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. 2) Rental Property - Condo. Location: 1635 W. Belmont, Unit 420, Chicago, IL 60657,investment related, Landlord, Start Date: 7-7-2016. Approx. 1 hr/mo, none during trading hours, condo rental property. 3) BJR HHC Organization; Not Investment Related; Address: 571 Lee St, Glen Ellyn, IL 60137; Nature of OBA: Hire and Approve Personal Service Workers that help my disabled brother, Brady Rollins. This is through the Illinois department of human resources division of developmental disabilities. Home base service program; Posn/Title: Owner; Start Date: 08/15/24; Approx No of Hrs/Mo: 5 Hrs; Approx Hrs during trading hrs: 1 Hr; Duties: Approve Personal Service Workers that help my disabled brother, Brady Rollins . This if for home-based service.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Jay Rollins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Jay Rollins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
January 2, 2025 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1590 S Milwaukee Ave, Libertyville, IL 60048RIA
BD
CRD#: 29087
Libertyville, IL
Current
December 5, 2007 - Present
WORLD EQUITY GROUP, INC.
Office #1: 425 N Martingale Road Suite 1220, Schaumburg, IL 60173RIA
BD
CRD#: 29087
Schaumburg, IL
Past
September 25, 2024 - December 18, 2024
SUMMIT FINANCIAL, LLC
RIA
CRD#: 299322
ARLINGTON HEIGHTS, IL
Past
January 12, 2023 - April 24, 2025
MIDWAY WEALTH PARTNERS, LLC
RIA
CRD#: 323770
ARLINGTON HEIGHTS, IL
Past
April 4, 2008 - December 31, 2024
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
ARLINGTON HEIGHTS, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/16/2016)
IAR
Colorado(1/2/2025)
RR
Florida(3/22/2021)
IAR
Florida(1/3/2025)
RR
Illinois(4/4/2008)
IAR
Illinois(1/2/2025)
RR
Indiana(2/25/2020)
IAR
Indiana(1/2/2025)
RR
Iowa(11/18/2021)
IAR
Iowa(1/2/2025)
RR
Kansas(8/21/2014)
RR
Kentucky(8/8/2018)
RR
Michigan(11/14/2018)
IAR
Michigan(1/2/2025)
RR
Nebraska(11/7/2024)
RR
New Mexico(8/15/2025)
IAR
New Mexico(8/17/2025)
RR
North Carolina(11/7/2024)
RR
Oregon(1/15/2015)
RR
Texas(8/18/2011)
IAR
Texas(1/2/2025)
RR
Virginia(10/10/2017)
RR
Wisconsin(1/6/2014)
IAR
Wisconsin(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
