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Vincent Bart Comperatore

CRD# 51751·Registered 1970 - 2010
Previously Registered: Being a previously registered professional could mean that Vincent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vincent Bart Comperatore, who also goes by VIncent B Comperatore, was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1970 - 2010. Vincent had worked at 1 firm and has passed the Series 63, Series 1, Series 4 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent B Comperatore

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

VBC SECURITIES, LLC·CRD# 5407
BD
Clifton, NJ
October 21, 1970 - December 22, 2010

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Current Firm

VS
VBC SECURITIES, LLC

V.B.C. SECURITIES | VBC SECURITIES, LLC

CRD#: 5407 / SEC#: 8-44141
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

348 Clifton Avenue, Clifton, NJ 07011-2619

Mailing Address

348 Clifton Avenue, Clifton, NJ 07011-2619

Phone Number

(973) 928-5400

Established

New Jersey since 08/27/1970

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PIERCE, MARTHA JEANMANAGING MEMBER, CEO, CCO, MSRB1497789
KIRSCHENBLATT, CHAD ETHANFINOP2503352
MASTRIANO, PETERPRINCIPAL - SERIES 4 & 242356510

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1999About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Sep 1966

Series 4 — Registered Options Principal Examination

Passed Nov 1980About the Series 4 exam

Series 00 — General Securities Principal Examination

Passed Aug 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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