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BA

Brian Christopher Ali

STOUT CAPITAL
CHICAGO, IL
·CRD# 5174848·20 years experience

Professional Summary

Brian Christopher Ali, who also goes by Brian Ali, is a registered financial advisor currently at STOUT CAPITAL, LLC located in Chicago, Illinois. Brian is registered as a RR (Registered Representative) and started their career in finance in 2006. Brian has worked at 5 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Ali

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

STOUT CAPITAL, LLC·CRD# 127302
BD
1. 225 W. Randolph Street Suite 800, Chicago, IL 606062. 120 West 45th Street Suite 2900, New York, NY 10036
May 22, 2023 - Present
FON CORPORATE FINANCE LLC·CRD# 307905
BD
Arlington, VA
October 2, 2020 - June 13, 2023
MACQUARIE CAPITAL (USA) INC.·CRD# 36368
BD
New York, NY
October 1, 2013 - August 25, 2015
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
May 25, 2010 - November 13, 2012
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
New York, NY
October 5, 2006 - April 30, 2010
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
September 20, 2006 - April 30, 2010

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Current Firm

SC
STOUT CAPITAL, LLC

STOUT CAPITAL, LLC | STOUT RISIUS ROSS ADVISORS, LLC

CRD#: 127302 / SEC#: 8-65979
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

150 West Second Street Suite 400, Royal Oak, MI 48067

Mailing Address

150 West Second Street Suite 400, Royal Oak, MI 48067

Phone Number

(248) 208-8800

Established

Michigan since 05/15/2003

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STOUT RISIUS ROSS, LLC100% OWNER OF STOUT CAPITAL, LLC—
BARRESE, PAUL JOSEPHCHIEF COMPLIANCE OFFICER5131266
MANNING, KEVIN SCEO & PRESIDENT4700945
THIES, RYAN DAVIDFINOP5766932

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/12/2023)
RR
Illinois
(9/12/2023)
RR
Michigan
(9/12/2023)
RR
New York
(9/12/2023)
RR
North Carolina
(9/12/2023)
RR
Ohio
(9/12/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2023About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Sep 2006About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2020About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Christopher Ali's CRS (Customer Relationship Summary).

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BA
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