Matthew E. Rollins
Professional summary
Matthew Edward Rollins, who also goes by Matt Rollins, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in Houston, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 79, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Edward Rollins's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 1900 West Loop South Suite 600, Houston, TX 77027August 8, 2023 - September 5, 2025
NOMURA SECURITIES INTERNATIONAL, INC.
September 20, 2022 - April 14, 2023
CREDIT SUISSE SECURITIES (USA) LLC
August 1, 2014 - February 6, 2019
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
August 1, 2014 - February 6, 2019
TUDOR PICKERING HOLT & CO ADVISORS LP
September 16, 2013 - July 23, 2014
JEFFERIES LLC
September 3, 2012 - September 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 2008 - December 14, 2009
BTIG, LLC
August 29, 2006 - April 22, 2008
JONESTRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2025)
Exams
Series 7TO
Date: 11/23/2022
General Securities Representative ExaminationSeries 55
Date: 10/13/2006
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
