Jason S. Adams

TRIPLETAIL WEALTH MANAGEMENT

ORLANDO, FL 32803

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CRD#: 5174590

Professional summary

Jason Scott Adams, CFP®, CIMA®, who also goes by Jason S Adams, Jason Adams, is a registered financial advisor currently at TRIPLETAIL WEALTH MANAGEMENT located in Orlando, Florida.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 8 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason S Adams | Jason Adams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TRIPLETAIL WEALTH MANAGEMENT, LLC. Investment related. Located at 224 E. Marks Street, Orlando, FL 32803. Nature - RIA. Position - Manager. Start - 11/2019. 160 hours per month, all during trading hours. Duties - Advisory Services, Financial Planning, Estate Planning, Client Acquisition and Retainment. 2) FIXED INSURANCE. Investment related. Located at 224 E. Marks Street, Orlando, FL 32803. Nature - Fixed / Traditional Insurance. Position - Agent. Start - 01/2021. 3 hours per month, all during trading hours. Duties - sales of Fixed / Traditional Insurance products. 3) PKS FINANCIAL. Investment related. Located at 80 State Street, Albany NY 12207. Nature - Fixed / Traditional Insurance. Position - Agent. Start - 07/2022. 5 hours per month, all during trading hours. Duties - sales of Fixed / Traditional Insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Adams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 6, 2022 - Present

TRIPLETAIL WEALTH MANAGEMENT

Office #1: 224 E. Marks St., Orlando, FL 32803

CRD#: 17499

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIPLETAIL WEALTH MANAGEMENT

TRIPLETAIL WEALTH MANAGEMENT | TRIPLETAIL WEALTH MANAGEMENT, LLC

CRD#: 318781 / SEC#: 801-133752

RIA

Registered Investment Advisory firm - (6/26/2025 Approved)

Florida

Registered Investment Advisory firm - (8/11/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2006

General Securities Representative Examination

Current Firm

TRIPLETAIL WEALTH MANAGEMENT

TRIPLETAIL WEALTH MANAGEMENT | TRIPLETAIL WEALTH MANAGEMENT, LLC

CRD#: 318781 / SEC#: 801-133752

RIA

Registered Investment Advisory firm - (6/26/2025 Approved)

Florida

Registered Investment Advisory firm - (8/11/2025 Terminated)

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Contact information

Main Address

224 E. Marks St., Orlando, FL 32803

Mailing Address

Phone number

(407) 286-4072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIPLETAIL WEALTH MANAGEMENT WRAP PROGRAM BROCHURE (8/11/2025)

ADV 2A + 2B TRIPLETAIL WEALTH MANAGEMENT BROCHURE (8/6/2025)

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 109,840,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/07/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jason S. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Adams's CRS (Customer Relationship Summary).

Certified licenses

Experience

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Primary Firm SEC Registration

TRIPLETAIL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2006

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2006

Current Firm

TRIPLETAIL WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRIPLETAIL WEALTH MANAGEMENT

TRUST BUT VERIFY

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