RK
Richard S. Koblick
CETERA INVESTMENT ADVISERS LLC
PARKLAND, FL
Some features on this profile are disabled
CRD#: 5174582
RK
Professional summary
Richard Scott Koblick, who also goes by Scott Koblick Richard, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Parkland, Florida and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Richard has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Koblick Richard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:FELLER FINANCIAL SERVICES; Yes; 1900 GLADES RD STE 354; BOCA RATON; FL; 33431; DBA; REPRESENTATIVE; 1/1/2011; 200; 160; DBA FOR INSURANCE AND SECURITIES|NAME OF ENTITY:Richard Koblick, Inc.; No; 3302 SE 2ND ST; POMPANO BEACH; FL; 33062; S-Corp; President; 3/14/2007; 0; 0; S-corp for tax purposes only.|NAME OF ENTITY:Jewish Community Center; No; 9801 DONNA KLEIN BLVD; BOCA RATON; FL; ; Board of Directors; Board Member; 2/1/2013; 4; 0; Meet monthly to discuse fundraiser and day to day activity.|NAME OF ENTITY: Independent Insurance Agent; Yes; 1900 Glades Rd suite 354; Boca Raton; FL; 33431; Fixed Insurance Sales; Independent Insurance Agent; 9/15/2020; 10; 2; Sales of Fixed Insurance Products|
CRS (Client Relationship Summary) - RIA
Click below to view Richard Scott Koblick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 1900 Glades Rd Ste 354, Boca Raton, FL 33431RIA
CRD#: 105644
PARKLAND, FL
Current
May 13, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1900 Glades Rd Ste 354, Boca Raton, FL 33431BD
CRD#: 13572
Boca Raton, FL
Past
June 7, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BOCA RATON, FL
Past
May 24, 2016 - June 11, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BOCA RATON, FL
Past
August 11, 2006 - June 11, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2021)
RR
Arizona(6/10/2021)
RR
California(6/10/2021)
RR
Colorado(6/10/2021)
RR
Connecticut(6/10/2021)
RR
Delaware(6/10/2021)
RR
District of Columbia(6/10/2021)
RR
Florida(6/7/2021)
IAR
Florida(5/3/2023)
RR
Georgia(6/10/2021)
RR
Illinois(1/18/2022)
RR
Iowa(1/18/2022)
RR
Louisiana(7/1/2024)
RR
Maine(6/10/2021)
RR
Maryland(6/10/2021)
RR
Massachusetts(6/10/2021)
RR
Minnesota(4/7/2022)
RR
Nevada(1/17/2025)
RR
New Hampshire(4/15/2024)
RR
New Jersey(6/10/2021)
RR
New York(6/10/2021)
RR
North Carolina(6/10/2021)
RR
Ohio(3/22/2022)
RR
Oregon(6/10/2021)
RR
Pennsylvania(6/10/2021)
RR
Puerto Rico(6/10/2021)
RR
Rhode Island(9/10/2021)
RR
South Carolina(6/10/2021)
RR
Tennessee(6/10/2021)
RR
Texas(6/10/2021)
IAR
Texas(6/29/2023)
RR
Vermont(9/10/2021)
RR
Virginia(6/10/2021)
RR
Washington(6/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
