Scott A. Wilson
Professional summary
Scott Allan Wilson is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Lee's Summit, Missouri and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allan Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
January 19, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 10, 2018 - January 14, 2022
BANCWEST INVESTMENT SERVICES, INC.
April 3, 2018 - January 14, 2022
BANCWEST INVESTMENT SERVICES, INC.
October 24, 2016 - March 28, 2018
CETERA INVESTMENT ADVISERS LLC
October 18, 2016 - March 28, 2018
CETERA INVESTMENT SERVICES LLC
November 2, 2015 - May 18, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
November 2, 2015 - May 18, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
May 28, 2015 - August 3, 2015
CETERA INVESTMENT ADVISERS LLC
May 27, 2015 - August 3, 2015
CETERA INVESTMENT SERVICES LLC
March 14, 2014 - April 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
March 14, 2014 - April 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 5, 2011 - March 27, 2014
LPL FINANCIAL LLC
July 5, 2011 - March 27, 2014
LPL FINANCIAL LLC
January 12, 2009 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
January 12, 2009 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
May 2, 2007 - January 6, 2009
EDWARD JONES
August 15, 2006 - January 6, 2009
EDWARD JONES
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2022)
(2/7/2022)
(2/1/2022)
(2/1/2022)
(1/20/2022)
(2/1/2022)
(1/31/2022)
(2/3/2022)
(1/24/2022)
(1/20/2022)
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(3/1/2022)
(1/19/2022)
(2/25/2022)
(2/1/2022)
(1/25/2022)
(1/19/2022)
(2/2/2022)
(2/7/2022)
(2/1/2022)
(1/20/2022)
(1/20/2022)
(1/21/2022)
(2/3/2022)
(2/1/2022)
(1/31/2022)
(1/31/2022)
(2/8/2022)
(2/1/2022)
(2/3/2022)
(1/25/2022)
(2/2/2022)
(2/1/2022)
(2/1/2022)
(1/20/2022)
(1/31/2022)
(1/19/2022)
(1/31/2022)
(1/19/2022)
(2/14/2022)
(1/27/2022)
(2/3/2022)
(2/15/2022)
(2/3/2022)
(1/31/2022)
(1/19/2022)
(1/26/2022)
(2/1/2022)
(2/3/2022)
(2/1/2022)
(2/3/2022)
(1/19/2022)
(1/21/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
