Melinda K. Chism
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Kathleen Chism, who also goes by Mindy Chism, was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 2006. Melinda had worked at 3 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2011 - September 4, 2012
SUPERFUND USA, LLC
April 30, 2007 - July 23, 2010
KELLOGG CAPITAL MARKETS, LLC
August 7, 2006 - April 27, 2007
KELLOGG CAPITAL GROUP LLC
July 17, 2006 - August 7, 2006
KELLOGG CAPITAL MARKETS, LLC
June 30, 2006 - July 17, 2006
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 10/17/2008
Limited Representative-Equity Trader ExamCurrent Firm
SUPERFUND USA, LLC
CRD#: 147069 / SEC#: , 8-67874
Contact information
Documents
Red Flags
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