Victor J. Melfa

FACTOR INVESTING GROUP

Westborough, MA 01581

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CRD#: 5173860

Professional summary

Victor Joseph Melfa III, who also goes by VIctor J Melfa III, Victor J Melfa, is a registered financial advisor currently at FACTOR INVESTING GROUP located in Westborough, Massachusetts.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Victor has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victor J Melfa Iii | Victor J Melfa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Joseph Melfa III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2021 - Present

FACTOR INVESTING GROUP

Office #1: 8 Lyman Street Suite 204, Westborough, MA 01581

RIA

CRD#: 315131

Westborough, MA

Past

September 2, 2016 - March 7, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

WESTBOROUGH, MA

Past

November 4, 2008 - March 7, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

WESTBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FACTOR INVESTING GROUP

FACTOR INVESTING GROUP | MELFA WEALTH MANAGEMENT, INC.

CRD#: 315131 / SEC#: 801-121821

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/15/2021)

IAR

Texas
(11/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/1/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2008

General Securities Representative Examination

Current Firm

FACTOR INVESTING GROUP

FACTOR INVESTING GROUP | MELFA WEALTH MANAGEMENT, INC.

CRD#: 315131 / SEC#: 801-121821

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

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Contact information

Main Address

8 Lyman Street Suite 204, Westborough, MA 01581

Mailing Address

Phone number

(508) 366-6040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIG DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/7/2025)

Regulatory assets under management

Total Number of Accounts	914
AUM (Assets Under Management)	$ 309,527,063

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Victor J. Melfa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Joseph Melfa III's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FACTOR INVESTING GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2016

Series 63

Date: 12/1/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2008

Current Firm

FACTOR INVESTING GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FACTOR INVESTING GROUP

TRUST BUT VERIFY

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