Allen S. Khanchik
Professional summary
Allen Stewart Khanchik is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
Allen is registered as a RR (Registered Representative) and started their career in finance in 2006. Allen has worked at 9 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 62, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allen Stewart Khanchik's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2020 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022July 6, 2017 - January 21, 2020
SECUREVEST FINANCIAL GROUP
May 19, 2016 - June 10, 2016
BARDOWN CAPITAL LLC
May 19, 2016 - June 10, 2016
BAYES CAPITAL LLC
February 19, 2013 - June 15, 2016
LODESTAR SECURITIES CORP.
March 3, 2011 - February 20, 2013
LEGEND SECURITIES, INC.
February 18, 2010 - July 28, 2010
LEGEND SECURITIES, INC.
April 20, 2009 - December 21, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
June 13, 2007 - February 27, 2009
TRILLIUM BROKERAGE SERVICES, LLC
November 6, 2006 - November 8, 2006
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/1/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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