Thomas J. Pisarkiewicz
Professional summary
Thomas John Pisarkiewicz, who also goes by Thomas J Pisarkiwcz, is a registered financial professional currently at L.J. HART AND COMPANY located in St. Louis, Missouri.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 1 firm and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 50, Series 52, Series 24, Series 54, Series 53 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas John Pisarkiewicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2007 - Present
L.J. HART AND COMPANY
Office #1: 8000 Forsyth Blvd Clhart, St. Louis, MO 63105State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2024)
(1/13/2025)
(6/21/2024)
(12/11/2008)
(6/21/2024)
(6/21/2024)
(6/21/2024)
Exams
Series 7TO
Date: 5/20/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/25/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
L.J. HART AND COMPANY
CRD#: 28867 / SEC#: , 8-43976
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | |
| HARMON, THOMAS DARIN | CHAIRMAN | 7787415 |
| PISARKIEWICZ, THOMAS JOHN | PRESIDENT/CEO/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/TREASURER | 5173363 |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 |
| ROWE, MARGARET MCSHANE | CORPORATE SECRETARY / GENERAL COUNSEL | 7576973 |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
L.J. HART AND COMPANY
CRD#: 28867St. Louis, MO 63105TRUST BUT VERIFY
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