Thomas John Pisarkiewicz
Professional Summary
Thomas John Pisarkiewicz, who also goes by Thomas J Pisarkiwcz, is a registered financial advisor currently at L.J. HART AND COMPANY located in St. Louis, Missouri. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 1 firm and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 50, Series 52, Series 24, Series 54, Series 53 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas J Pisarkiwcz
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
L.J. HART AND COMPANY
Contact Information
Main Address
8000 Forsyth Blvd, St. Louis, MO 63105Mailing Address
8000 Forsyth Blvd Clhart, St. Louis, MO 63105Phone Number
(636) 537-9939Established
Missouri since 11/12/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | — |
| HARMON, THOMAS DARIN | CHAIRMAN | 7787415 |
| PISARKIEWICZ, THOMAS JOHN | PRESIDENT/CEO/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/TREASURER | 5173363 |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 |
| ROWE, MARGARET MCSHANE | CORPORATE SECRETARY / GENERAL COUNSEL | 7576973 |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/23/2026)
(6/21/2024)
(1/13/2025)
(6/21/2024)
(12/11/2008)
(6/21/2024)
(6/21/2024)
(6/21/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Sep 2017About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Jul 2019About the Series 54 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2013About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas John Pisarkiewicz's CRS (Customer Relationship Summary).
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