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JC

Jonathan R. Cantwell

CASCADIA CAPITAL
Menlo Park, CA 94025
Some features on this profile are disabled
CRD#: 5172460
JC

Professional summary


Jonathan Ryan Cantwell, who also goes by Jon Ryan Cantwell, is a registered financial professional currently at CASCADIA CAPITAL, LLC located in Menlo Park, California.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2006. Jonathan has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jon Ryan Cantwell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Ryan Cantwell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 2, 2025 - Present

CASCADIA CAPITAL, LLC

Office #1: 3000 Sand Hill Road Building 3, Suite 170, Menlo Park, CA 94025
BD
CRD#: 101020
Menlo Park, CA
Past

December 1, 2016 - September 9, 2025

GP BULLHOUND INC.

BD
CRD#: 147794
SAN FRANCISCO, CA
Past

April 13, 2015 - December 2, 2016

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
SAN FRANCISCO, CA
Past

May 21, 2013 - April 13, 2015

PACIFIC CREST SECURITIES LLC

BD
CRD#: 6619
SAN FRANCISCO, CA
Past

August 4, 2011 - May 15, 2013

DC ADVISORY

BD
CRD#: 129919
SAN FRANCISCO, CA
Past

July 21, 2006 - July 26, 2011

PAGEMILL PARTNERS, LLC

BD
CRD#: 132184
PALO ALTO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/2/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 8/4/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CC
CASCADIA CAPITAL, LLC
CASCADIA CAPITAL SECURITIES INC. | CASCADIA CAPITAL, LLC | CASCADIA CAPITAL SECURITIES, LLC

CRD#: 101020 / SEC#: , 8-52064

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
920 5th Avenue Suite 1500, Seattle, WA 98104
Mailing Address
920 5th Avenue Suite 1500, Seattle, WA 98104
Phone number
(206) 436-2500
Established
Washington since 12/04/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CASCADIA CAPITAL HOLDINGS, L.L.C.SOLE MEMBER
BUTLER, MICHAEL JOSEPHCEO, DIR1607507
HOFFMAN, MATTHEW THOMASCHIEF COMPLIANCE OFFICER1144872
RHEE, LISA HAMMONDCONTROLLER, FINOP3251733

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CASCADIA CAPITAL, LLC

CRD#: 101020Menlo Park, CA 94025

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