Alexander P. Desjardins
Professional summary
Alexander P Desjardins, who also goes by Alexander Paul Desjardins, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2007. Alexander has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander P Desjardins's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 22 Vanderbilt Avenue 20th Floor, New York, NY 10017July 23, 2021 - April 11, 2024
COWEN AND COMPANY
May 10, 2019 - July 6, 2021
BOFA SECURITIES, INC.
September 9, 2009 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 26, 2008 - August 18, 2009
GLC SECURITIES CORP.
September 14, 2007 - June 11, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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