Michael Edward Wampler Mr.
Professional Summary
Michael Edward Wampler MR., who also goes by Michael Edward Wampler, is a registered financial advisor currently at ATB CAPITAL MARKETS USA INC.. Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 37 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Edward Wampler
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
Contact Information
Main Address
#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1Mailing Address
#410 585 8th Avenue Sw, Calgary, T2P 1G1Phone Number
(403) 593-8600Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
31FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.
State Registrations and Notice Filings
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(2/20/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)
Passed Oct 2006SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Wampler MR.'s CRS (Customer Relationship Summary).
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