DG
Dulce M. Galindo Gnibus
BRADESCO GLOBAL ADVISORS
Coral Gables, FL 33134
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CRD#: 5172187
DG
Professional summary
Dulce Maria Galindo Gnibus, who also goes by Dulce Horia Galindio, Dulce Maria Galindo, is a registered financial advisor currently at BRADESCO GLOBAL ADVISORS located in Coral Gables, Florida and BRADESCO INVESTMENTS INC. located in Coral Gables, Florida.
Dulce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Dulce has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dulce Horia Galindio | Dulce Maria Galindo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bradesco Global Advisors Inc. a State of Florida RIA. Located at 3011 Ponce de Leon Blvd. PH1, Coral Gables, Fl. 33134. Current position with Bradesco Global is Chief Compliance Officer effective 11/8/2021. FIBA (Financial and International Business Association), Miami FL., Nature of other Business: Non for profit organization for International Banking; Position: Women Leadership Committee Chair; Start Date: 06.01.2025; 4 Hours per month; hours during Trading hours; none Scouts Pack 552, Doral Fl., nature of business: Cub Scouts; Investment Related: no; Position: Pack Committee Chair; Start Date: 08.15.2025; 8 Hours per month; Number of hours during trading hours, None.
CRS (Client Relationship Summary) - RIA
Click below to view Dulce Maria Galindo Gnibus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2022 - Present
BRADESCO GLOBAL ADVISORS
Office #1: 3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134RIA
CRD#: 134416
Coral Gables, FL
Current
November 9, 2021 - Present
BRADESCO INVESTMENTS INC.
Office #1: 3011 Ponce Del Leon Blvd, Ph1, Coral Gables, FL 33134BD
CRD#: 19453
Coral Gables, FL
Past
July 31, 2019 - November 29, 2021
OCEAN FINANCIAL ADVISORS LLC
RIA
CRD#: 291950
MIAMI, FL
Past
June 4, 2019 - November 18, 2021
OCEAN FINANCIAL SERVICES, LLC
BD
CRD#: 164289
MIAMI, FL
Past
April 29, 2013 - June 3, 2019
OCEAN FINANCIAL SERVICES, LLC
BD
CRD#: 164289
MIAMI, FL
Past
June 20, 2011 - May 24, 2013
SANTANDER SECURITIES LLC
BD
CRD#: 41791
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/13/2023)
RR
Delaware(11/9/2021)
RR
District of Columbia(11/9/2021)
RR
Florida(11/9/2021)
IAR
Florida(2/14/2022)
RR
Georgia(11/9/2021)
RR
Massachusetts(3/30/2022)
RR
New York(11/9/2021)
RR
North Carolina(11/10/2021)
RR
Puerto Rico(5/14/2025)
RR
South Dakota(12/7/2023)
RR
Tennessee(8/19/2022)
RR
Texas(11/9/2021)
RR
Utah(6/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 523-6536
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,941 |
| AUM (Assets Under Management) | $ 172,709,474 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRADESCO GLOBAL ADVISORS
CRD#: 134416Coral Gables, FL 33134TRUST BUT VERIFY
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