Bryan W. Johnson

STAR MOUNTAIN ADVISORS

Torrance, CA 90503

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CRD#: 5171949

Professional summary

Bryan Walden Johnson is a registered financial professional currently at STAR MOUNTAIN ADVISORS, LLC located in Torrance, California.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Bryan has worked at 4 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Walden Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2024 - Present

STAR MOUNTAIN ADVISORS, LLC

Office #1: 21515 Hawthorne Blvd Suite 200, Torrance, CA 90503

CRD#: 153505

Torrance, CA

Past

January 2, 2019 - May 17, 2024

AQR INVESTMENTS, LLC

CRD#: 289244

Santa Monica, CA

Past

September 8, 2009 - December 31, 2018

ALPS DISTRIBUTORS, INC.

CRD#: 16853

Santa Monica, CA

Past

July 18, 2006 - August 19, 2009

DFA SECURITIES LLC

CRD#: 10292

SANTA MONICA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/23/2024)

Colorado
(5/23/2024)

Connecticut
(5/23/2024)

Delaware
(5/23/2024)

Florida
(5/23/2024)

Illinois
(5/23/2024)

Maryland
(5/23/2024)

New Jersey
(5/23/2024)

New York
(5/23/2024)

Ohio
(5/23/2024)

Pennsylvania
(5/23/2024)

Texas
(5/23/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/6/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/17/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 9/26/2019

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STAR MOUNTAIN ADVISORS, LLC

CADWYN POINT PARTNERS LLC | STAR MOUNTAIN ADVISORS, LLC

CRD#: 153505 / SEC#: , 8-68541

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

2 Grand Central Tower 140 East 45th Street 30th Floor, Suite 30a, New York, NY, 10017

Mailing Address

2 Grand Central Tower 140 East 5th Street 30th Floor, Suite 30a, New York, NY, 10017

Phone number

(646) 787-0257

Established

Delaware since 10/12/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STAR MOUNTAIN HOLDINGS, LP	OWNER OF STAR MOUNTAIN ADVISORS LLC
BACH, KRISTINA	FINOP/CFO	4281682
ERICSON, AUSTIN SHAWN	CCO	7658879
POLIS, JOHN WILLIAM	PRESIDENT/CEO	5130204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan W. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Walden Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AQR INVESTMENTS, LLC

ALPS DISTRIBUTORS, INC.

DFA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2006

SIE

Date: 10/1/2018

Series 3

Date: 3/6/2013

Series 7

Date: 7/17/2006

Series 30

Date: 9/26/2019

Series 24

Date: 3/19/2018

FINRA

Current Firm

STAR MOUNTAIN ADVISORS, LLC

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STAR MOUNTAIN ADVISORS, LLC

TRUST BUT VERIFY

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