Holly N. Manton
CETERA INVESTMENT ADVISERS LLC | VP, Product Management
DALLAS, TX 75019
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CRD#: 5171661
Professional summary
Holly Nicole Manton, CFP®, who also goes by Holly Nicole Manton, Holly Nicole Snelling, Holly Snelling, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA INVESTMENT SERVICES LLC located in Dallas, Texas.
Holly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Holly has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
Holly Manton is VP, Product Management for Avantax Wealth Management, responsible for implementing wealth management productivity measures, streamlining strategic projects and initiatives, and communicating core objectives among internal departments.
Holly joined Avantax in 2004 (then HD Vest) as a member of its Client Services team, assisting the firm’s Financial Professionals manage clients’ accounts. Holly’s ability to cultivate close relationships with affiliates and develop a deep understanding of the end-client needs made Holly a perfect fit for the firm’s Financial Planning Support team, where she helped Financial Professionals build their business through practice management, case analysis and design and strategic business planning. Holly then began to use those skill to help top firms as a Premium Wealth Management Consultant and, later, a Senior Relationship Manager.
In 2020, Holly was appointed to the Blucora Corporate Strategy team, where she leveraged her business development experience to help simplify complex business problems, identify and develop business strategy, and provide data-driven insights and solutions for Blucora, Avantax, and TaxAct.
Holly earned a Bachelor of Arts in economics with a minor in business from the University of North Texas, and an MBA from Western Governor’s University. She also completed the McKinsey Academy Business Consulting Program.
Holly holds FINRA Series 7 and 63 licenses, is a general and variable life insurance agent, and is a CERTIFIED FINANCIAL PLANNER™ professional, a Chartered Financial Consultant®, a Certified Life Underwriter, a Certified Fund Specialist®, a Certified Annuity Specialist™, a Certified Income Specialist®, and a National Social Security Advisor®.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Holly Nicole Manton | Holly Nicole Snelling | Holly Snelling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WINDING CREEK ESTATES HOA POSITION: Board Member NATURE: I am one of 5 board members of the Winding Creek Estates Homeowners Association. I and the other board members vote on community issues and help maintain our community standards. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 16192 Meadow Spring Dr, FRISCO TX 75035, United States DESCRIPTION: My board role is responsible for communicating with the homeowners and planning social events. I help contribute to the quarterly newsletter and I run our annual ice cream social.
CRS (Client Relationship Summary) - RIA
Click below to view Holly Nicole Manton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 24, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3200 Olympus Blvd Suite 100, Dallas, TX 75019RIA
CRD#: 105644
DALLAS, TX
Current
July 22, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3200 Olympus Blvd Ste 100, Dallas, TX 75019BD
CRD#: 15340
DALLAS, TX
Current
July 22, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3200 Olympus Blvd Ste 100, Dallas, TX 75019Office #2: 3200 Olympus Blvd Suite 100, Dallas, TX 75019BD
CRD#: 13572
DALLAS, TX
Current
July 22, 2024 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 3200 Olympus Blvd Ste 100, Dallas, TX 75019BD
CRD#: 10358
DALLAS, TX
Current
July 22, 2024 - Present
CETERA ADVISORS LLC
Office #1: 3200 Olympus Blvd Ste 100, Dallas, TX 75019BD
CRD#: 10299
DALLAS, TX
Past
July 18, 2006 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(2/24/2025)
RR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
