Hany Joseph
Professional summary
Hany Joseph, who also goes by Hany Joseph Faragallah, Hany Faragallah, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Morganville, New Jersey.
Hany is registered as a RR (Registered Representative) and started their career in finance in 2006. Hany has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hany Joseph's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2023 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 21 Kilmer Dr Ste G, Morganville, NJ 07751-1548January 22, 2021 - September 26, 2022
ALLSTATE FINANCIAL SERVICES, LLC
May 22, 2007 - May 5, 2010
CHASE INVESTMENT SERVICES CORP.
September 28, 2006 - May 18, 2007
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2023)
Exams
Series 6TO
Date: 1/22/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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