JH
Jonathan Harari
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
New York, NY 10171
Some features on this profile are disabled
CRD#: 5171462
JH
Professional summary
Jonathan Harari is a registered financial professional currently at SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2011. Jonathan has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Harari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2023 - Present
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
Office #1: 299 Park Ave. 33rd Floor, New York, NY 10171Office #2: 11100 Santa Monica Boulevard Suite 2000, Los Angeles, CA 90025BD
CRD#: 170062
New York, NY
Past
March 2, 2018 - February 16, 2023
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEW YORK, NY
Past
April 4, 2017 - January 23, 2018
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
NEW YORK, NY
Past
September 22, 2011 - March 16, 2017
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2023)
RR
Alaska(3/3/2023)
RR
Arizona(3/3/2023)
RR
Arkansas(3/3/2023)
RR
California(3/3/2023)
RR
Colorado(3/3/2023)
RR
Connecticut(3/3/2023)
RR
Delaware(3/3/2023)
RR
District of Columbia(3/3/2023)
RR
Florida(3/3/2023)
RR
Georgia(3/3/2023)
RR
Hawaii(3/3/2023)
RR
Idaho(3/3/2023)
RR
Illinois(3/3/2023)
RR
Indiana(3/3/2023)
RR
Iowa(3/3/2023)
RR
Kansas(3/3/2023)
RR
Kentucky(3/3/2023)
RR
Louisiana(3/3/2023)
RR
Maine(3/3/2023)
RR
Maryland(3/3/2023)
RR
Massachusetts(3/3/2023)
RR
Michigan(3/3/2023)
RR
Minnesota(3/3/2023)
RR
Mississippi(3/3/2023)
RR
Missouri(3/3/2023)
RR
Montana(3/3/2023)
RR
Nebraska(3/3/2023)
RR
Nevada(3/3/2023)
RR
New Hampshire(3/3/2023)
RR
New Jersey(3/3/2023)
RR
New Mexico(3/3/2023)
RR
New York(3/3/2023)
RR
North Carolina(3/6/2023)
RR
North Dakota(3/3/2023)
RR
Ohio(3/3/2023)
RR
Oklahoma(3/3/2023)
RR
Oregon(3/3/2023)
RR
Pennsylvania(3/3/2023)
RR
Rhode Island(3/3/2023)
RR
South Carolina(3/3/2023)
RR
South Dakota(3/3/2023)
RR
Tennessee(3/3/2023)
RR
Texas(3/3/2023)
RR
Utah(3/3/2023)
RR
Vermont(3/3/2023)
RR
Virgin Islands(3/3/2023)
RR
Virginia(3/3/2023)
RR
Washington(3/3/2023)
RR
West Virginia(3/3/2023)
RR
Wisconsin(3/3/2023)
RR
Wyoming(3/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SL
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
BKUS CAPITAL LLC | SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC | REALFUND CAPITAL LLC | EDGEMOOR PARTNERS LLC
CRD#: 170062 / SEC#: , 8-69407
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
96 Worcester Street, Wellesley Hills, MA 02481
Mailing Address
96 Worcester Street, Wellesley Hills, MA 02481
Phone number
(774) 217-3429
Established
Delaware since 10/11/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
