SB
Stephen E. Baird
JEMMA FINANCIAL SERVICES
Baltimore, MD 21286
Some features on this profile are disabled
CRD#: 5170645
SB
Professional summary
Stephen Edward Baird, CFP®, who also goes by Stephen Edward Baird, Stephen Baird, is a registered financial advisor currently at JEMMA FINANCIAL SERVICES located in Baltimore, Maryland and FORESIDE FUND SERVICES, LLC located in Baltimore, Maryland.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Edward Baird | Stephen Baird
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HARBORSIDE SALES GROUP, LLC; INVESTMENT RELATED; BALTIMORE, MD; PRIVATE LABEL SALES & MARKETING SERVICES; SENIOR VICE PRESIDENT; START DATE 07/2018; 200 HOURS/MO WITH 130 DURING SECURITIES TRADING HOURS; SALES AND MARKETING OF INVESTMENT PRODUCTS. 2) MECP2 DUPLICATION FOUNDATION; NON-INVESTMENT RELATED; TUCSON, AZ; PUBLIC CHARITY; BOARD MEMBER; START 11/2020; 5 HOURS PER MONTH; ACT AS VOICE FOR PARENTS, SUPPORT FAMILIES, FURTHER RESEARCH. 3) Jemma Financial Services; Baltimore, MD; Investment Related; Started 12/2020; Financial Services; CCO ; Non-client facing, provides oversight of administrative and sales activities; 5hrs/month with 0 hrs during securities trading hours 4) Cromwell Investment Advisors, LLC; Investment Related; Townson, MD: Investment Adviser to Mutual Fund; COO; oversee the operations of the investment adviser; 03/2022; 20 hrs/mo; 5 hrs/trading/mo. 5) Total Fund Solution; Not Investment Related; Series Trust; Oshkosh, WI; 8/2024; President; Total Fund Solution is a Multiple Series Trust. As President of TFS, general supervision of the and the officers of the Trust; 5 Hrs./Mo. In addition to being an Investment Advisor Representative of Harborside Sales Group, LLC, this associate is a Registered Representative of Foreside Fund Services, LLC, an unaffiliated Broker Dealer. The associate is a Registered Representative for purposes of Foreside Fund Services, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Edward Baird's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 14, 2020 - Present
JEMMA FINANCIAL SERVICES
Office #1: 810 Gleneagles Court Suite 109, Baltimore, MD 21286RIA
CRD#: 284198
Baltimore, MD
Current
July 6, 2018 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 810 Gleneagles Court Suite 106, Baltimore, MD 21286BD
CRD#: 46106
Baltimore, MD
Past
February 28, 2017 - July 6, 2018
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
January 26, 2015 - January 3, 2017
EULAV SECURITIES LLC
BD
CRD#: 156396
Baltimore, MD
Past
July 18, 2008 - October 20, 2014
LORD, ABBETT & CO. LLC
RIA
CRD#: 110391
JERSEY CITY, NJ
Past
July 10, 2008 - October 20, 2014
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
February 13, 2007 - March 25, 2008
ATEL SECURITIES CORPORATION
BD
CRD#: 17229
SAN FRANCISCO, CA
Past
November 7, 2006 - January 12, 2007
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JEMMA FINANCIAL SERVICES
FOUNDRY WEALTH ADVISORS, LLC | JEMMA INVESTMENT ADVISORS LLC | JEMMA FINANCIAL SERVICES
CRD#: 284198 / SEC#: 801-126937
RIA
Registered Investment Advisory firm - (12/5/2022 Approved)Colorado
Registered Investment Advisory firm - (12/31/2022 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2019 Terminated)Maine
Registered Investment Advisory firm - (12/20/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/18/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2022 Terminated)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)Washington
Registered Investment Advisory firm - (1/23/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/6/2018)
RR
Alaska(7/6/2018)
RR
Arizona(7/6/2018)
RR
Arkansas(7/6/2018)
RR
California(7/6/2018)
RR
Colorado(7/6/2018)
RR
Connecticut(7/6/2018)
RR
Delaware(7/6/2018)
RR
District of Columbia(7/6/2018)
RR
Florida(7/6/2018)
RR
Georgia(7/6/2018)
RR
Hawaii(7/6/2018)
RR
Idaho(7/6/2018)
RR
Illinois(7/6/2018)
RR
Indiana(7/6/2018)
RR
Iowa(7/6/2018)
RR
Kansas(7/6/2018)
RR
Kentucky(7/6/2018)
RR
Louisiana(7/6/2018)
RR
Maine(7/6/2018)
RR
Maryland(7/6/2018)
IAR
Maryland(12/14/2020)
RR
Massachusetts(7/6/2018)
RR
Michigan(7/6/2018)
RR
Minnesota(7/6/2018)
RR
Mississippi(7/6/2018)
RR
Missouri(7/6/2018)
RR
Montana(7/6/2018)
RR
Nebraska(7/6/2018)
RR
Nevada(7/6/2018)
RR
New Hampshire(7/6/2018)
RR
New Jersey(7/6/2018)
RR
New Mexico(7/6/2018)
RR
New York(7/6/2018)
RR
North Carolina(7/8/2018)
RR
North Dakota(7/6/2018)
RR
Ohio(7/6/2018)
RR
Oklahoma(7/6/2018)
RR
Oregon(7/6/2018)
RR
Pennsylvania(7/6/2018)
IAR
Pennsylvania(1/27/2022)
RR
Rhode Island(7/6/2018)
RR
South Carolina(7/6/2018)
RR
South Dakota(7/6/2018)
RR
Tennessee(7/6/2018)
RR
Texas(7/6/2018)
RR
Utah(7/6/2018)
RR
Vermont(7/6/2018)
RR
Virginia(7/6/2018)
RR
Washington(7/6/2018)
RR
West Virginia(7/6/2018)
RR
Wisconsin(7/6/2018)
RR
Wyoming(7/6/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JF
JEMMA FINANCIAL SERVICES
FOUNDRY WEALTH ADVISORS, LLC | JEMMA INVESTMENT ADVISORS LLC | JEMMA FINANCIAL SERVICES
CRD#: 284198 / SEC#: 801-126937
RIA
Registered Investment Advisory firm - (12/5/2022 Approved)Colorado
Registered Investment Advisory firm - (12/31/2022 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2019 Terminated)Maine
Registered Investment Advisory firm - (12/20/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/18/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2022 Terminated)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)Washington
Registered Investment Advisory firm - (1/23/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
810 Gleneagles Court Suite 109, Baltimore, MD 21286
Mailing Address
Phone number
(855) 662-2121
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 589 |
| AUM (Assets Under Management) | $ 145,940,068 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
