Mark A. Hickerson
Professional summary
Mark Allan Hickerson, who also goes by Mark Hickerson, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2006. Mark has worked at 7 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Allan Hickerson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2024 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606January 3, 2024 - May 10, 2024
CHARLES SCHWAB & CO., INC.
December 22, 2017 - July 11, 2018
TD AMERITRADE CLEARING, INC.
May 16, 2012 - May 10, 2024
TD AMERITRADE, INC.
October 20, 2011 - January 30, 2012
LAKESHORE SECURITIES, L.P.
September 10, 2009 - October 17, 2011
LAKESHORE SECURITIES, L.P.
April 15, 2008 - September 4, 2009
E*TRADE SECURITIES LLC
July 7, 2006 - April 17, 2008
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2024)
Exams
FINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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