Benjamin A. Menconi

POLEN CAPITAL MANAGEMENT

Dallas, TX

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CRD#: 5170005

Professional summary

Benjamin Anthony Menconi, CIMA®, who also goes by Ben Menconi, Benjamin Anthony Menconi, is a registered financial advisor currently at POLEN CAPITAL MANAGEMENT, LLC located in Dallas, Texas and FORESIDE FUNDS DISTRIBUTORS LLC located in Boca Raton, Florida.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Benjamin has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Menconi | Benjamin Anthony Menconi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Polen Capital Management, LLC; Investment Related; Investment Related; Dallas, TX; 8/2024; Relationship Manager; Market investment funds to financial intermediaries; 160 Hrs./Mo. 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF POLEN CAPITAL MANAGMENT, LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUNDS DISTRIBUTORS LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUNDS DISTRIBUTORS LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Anthony Menconi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

September 12, 2024 - Present

POLEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 106093

Dallas, TX

Current

September 9, 2024 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 1825 Nw Corporate Boulevard Suite 300, Boca Raton, FL 33431

CRD#: 31334

Boca Raton, FL

Past

January 5, 2023 - August 28, 2024

STRIVE ASSET MANAGEMENT

RIA

CRD#: 322039

LaGrange, IL

Past

September 2, 2022 - August 12, 2024

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

September 14, 2018 - August 23, 2022

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

Chicago, IL

Past

September 14, 2018 - August 23, 2022

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

December 8, 2015 - August 23, 2018

COPELAND CAPITAL MANAGEMENT, LLC

RIA

CRD#: 135822

Chicago, IL

Past

December 2, 2015 - August 23, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

October 21, 2013 - October 7, 2015

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

June 27, 2012 - September 23, 2013

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

ANDOVER, MA

Past

June 15, 2012 - June 26, 2012

LPL FINANCIAL LLC

CRD#: 6413

NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POLEN CAPITAL MANAGEMENT, LLC

POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC

CRD#: 106093 / SEC#: 801-15180

RIA

Registered Investment Advisory firm - (4/7/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2025)

Alaska
(1/2/2025)

Arizona
(1/2/2025)

Arkansas
(1/2/2025)

California
(1/2/2025)

Colorado
(1/2/2025)

Connecticut
(1/2/2025)

Delaware
(1/2/2025)

District of Columbia
(1/2/2025)

IAR

Florida
(9/13/2024)

Florida
(1/2/2025)

Georgia
(1/2/2025)

Hawaii
(1/2/2025)

Idaho
(1/2/2025)

Illinois
(1/2/2025)

Indiana
(1/2/2025)

Iowa
(1/2/2025)

Kansas
(1/2/2025)

Kentucky
(1/2/2025)

Louisiana
(9/9/2024)

Maine
(1/2/2025)

Maryland
(1/2/2025)

Massachusetts
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(1/2/2025)

Mississippi
(1/2/2025)

Missouri
(1/2/2025)

Montana
(1/2/2025)

Nebraska
(1/2/2025)

Nevada
(1/2/2025)

New Hampshire
(1/2/2025)

New Jersey
(1/2/2025)

New Mexico
(1/2/2025)

New York
(1/2/2025)

North Carolina
(1/2/2025)

North Dakota
(1/2/2025)

Ohio
(1/7/2025)

Oklahoma
(1/2/2025)

Oregon
(1/2/2025)

Pennsylvania
(1/2/2025)

Rhode Island
(1/2/2025)

South Carolina
(1/2/2025)

South Dakota
(1/2/2025)

Texas
(9/9/2024)

IAR

Texas
(9/12/2024)

Utah
(1/2/2025)

Vermont
(1/2/2025)

Virginia
(1/2/2025)

Washington
(1/2/2025)

West Virginia
(1/2/2025)

Wisconsin
(1/2/2025)

Wyoming
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

POLEN CAPITAL MANAGEMENT, LLC

POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC

CRD#: 106093 / SEC#: 801-15180

RIA

Registered Investment Advisory firm - (4/7/1980 Approved)

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Contact information

Main Address

1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431

Mailing Address

Phone number

+1 (561) 241-2425

Established

Firm type

Fiscal year end

# of Employees

229

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POLEN REVISED FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,732
AUM (Assets Under Management)	$ 37,703,918,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin A. Menconi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Anthony Menconi's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUNDS DISTRIBUTORS LLC

STRIVE ASSET MANAGEMENT

QUASAR DISTRIBUTORS, LLC

NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST SECURITIES, INC.

COPELAND CAPITAL MANAGEMENT, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

DWS DISTRIBUTORS, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

LPL FINANCIAL LLC

Primary Firm SEC Registration

POLEN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2015

Series 63

Date: 8/6/2012

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2012

FINRA

Current Firm

POLEN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POLEN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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