Kaylan E. Tildsley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kaylan Elizabeth Tildsley, who also goes by Kaylan E Tildsley, Kaylan Tildsley, was a registered financial professional .
Kaylan is a previously registered financial professional and started their career in finance in 2007. Kaylan had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - January 4, 2017
E.K. WALLACE SECURITIES LLC
August 29, 2007 - May 1, 2014
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/19/2007
Limited Representative-Equity Trader ExamCurrent Firm
E.K. WALLACE SECURITIES LLC
CRD#: 148235 / SEC#: , 8-67987
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WALLACE, EVERETT KENHELM II | CEO, CCO,AMLCO,EXECUTIVE REPRESENTATIVE | |
| ALVAREZ, ENRIQUE | FINOP | 4622342 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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