Jordan R. Winder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan R Winder, CFA, who also goes by Jordan Russell Winder, Jordan Winder, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 2006. Jordan had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2019 - August 15, 2020
MARCO POLO SECURITIES INC.
April 14, 2016 - March 14, 2017
BRADLEY WOODS & CO. LTD.
October 10, 2011 - April 1, 2016
STONEX FINANCIAL INC.
September 10, 2007 - July 14, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2007 - July 14, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2006 - July 25, 2007
IMPERIAL CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MARCO POLO SECURITIES INC.
CRD#: 46561 / SEC#: , 8-51480
Contact information
FINRA licenses (35 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
