Brandon Beck

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CRD#: 5168802

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Beck, who also goes by Brandon K Beck, Brandon Kyle Beck, was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 2006. Brandon had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandon K Beck | Brandon Kyle Beck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PFS Wealth Group; Yes Investment Related; 5100 Tamiami Trail N, Ste 103, Naples, FL 34103; Insurance Sales; POSITION Financial Advisor; START DATE: 01/2024; Approx. 150 hours a month; Approx. 150 hours during trading; Insurance Sales and Services. 2.) SOFA; Yes, Investment Related; 3655 Ruffin Rd Suite 230, San Diego CA 92123; Non-Profit; POSITION: Speaker; START DATE: 05/20/2024; Approx. 2 hours a month; Approx. 0 hours during trading; Educational Events.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 10, 2024 - November 3, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Naples, FL

Past

September 26, 2022 - February 16, 2024

FAMILYWEALTH

RIA

CRD#: 289193

Lake Mary, FL

Past

June 12, 2019 - July 29, 2022

BLACKSTON FINANCIAL ADVISORY GROUP, LLC

RIA

CRD#: 291380

THE VILLAGES, FL

Past

February 17, 2015 - April 4, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

SHREVEPORT, LA

Past

January 13, 2015 - January 30, 2015

CENTER STREET SECURITIES, INC.

CRD#: 26898

SHREVEPORT, LA

Past

January 10, 2014 - January 2, 2015

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

RIA

CRD#: 13642

COVINGTON, LA

Past

September 27, 2013 - January 2, 2015

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

CRD#: 13642

COVINGTON, LA

Past

January 11, 2012 - April 15, 2013

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

SHREVEPORT, LA

Past

January 10, 2012 - April 15, 2013

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SHREVEPORT, LA

Past

October 26, 2009 - December 15, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SHREVEPORT, LA

Past

July 20, 2006 - December 15, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SHREVEPORT, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FAMILYWEALTH

BLACKSTON FINANCIAL ADVISORY GROUP, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

CENTER STREET SECURITIES, INC.

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2009

SIE

Date: 1/30/2015

Series 7

Date: 9/14/2009

Series 6

Date: 7/19/2006

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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