Jeffrey C. Fuge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Charles Fuge JR, who also goes by Jeffery Charles Fuge, Jeffrey Charles Fuge, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2007. Jeffrey had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2015 - August 12, 2016
COMPASS POINT ASSET MANAGEMENT, LLC
July 2, 2015 - August 27, 2018
COMPASS POINT RESEARCH & TRADING, LLC
February 28, 2013 - June 15, 2015
AEGIS FINANCIAL CORPORATION
January 17, 2013 - June 15, 2015
QUASAR DISTRIBUTORS, LLC
September 29, 2010 - January 2, 2013
BGB SECURITIES, INC.
May 3, 2007 - September 27, 2010
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COMPASS POINT ASSET MANAGEMENT, LLC
CRD#: 172702 / SEC#: 802-134795
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 10/21/2025 |
| District of Columbia | ERA - Active | 1/11/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
