Angelica M. Diaz-pavich
Professional summary
Angelica M Diaz-pavich, who also goes by Angelica M Diaz, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Phoenix, Arizona.
Angelica is registered as a RR (Registered Representative) and started their career in finance in 2006. Angelica has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angelica M Diaz-pavich's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2010 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: 3300 N Central Ave Suite 600, Phoenix, AZ 85012March 4, 2010 - April 9, 2010
OSAIC SERVICES, INC.
March 4, 2009 - October 13, 2009
USAA FINANCIAL ADVISORS, INC.
July 12, 2006 - February 25, 2009
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2010)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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