LO
Lori S. Oancea
CETERA INVESTMENT ADVISERS LLC
TROY, MI 48084
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CRD#: 5167427
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Professional summary
Lori Susalla Oancea, who also goes by Lori L Oancea, Lori L Susalla, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Troy, Michigan.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Lori has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori L Oancea | Lori L Susalla
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:HORIZON ADVISERS; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 8/1/2019; 160; 160; SALE AND SERVICE SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:OAKLAND UNIVERSITY; No; 456 PAWLEY HALL; ROCHESTER; MI; 48309; CERTIFIED FINANCIAL PLANNER PROGRAM; DIRECTOR OF FINANCIAL PLANNING; 12/1/2015; 10; 5; EDUCATE PROPECTIVE STUDENTS FOR CFP CERTIFICATION, OVERSIGHT OF CURRICULUM AND INSTRUCTORS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/1/2019; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|NAME OF ENTITY:Lori S Oancea, Attorney at Law; No; 31310 Foxboro Way; Beverly Hills; MI; 48025; LIMITED PRACTICE OF LAW; Lori S Oancea, J.D.; 1/1/1991; 10; 5; ESTATE PLANNING, WILLS, POA'S, TRUST DOCUMENTS|NAME OF ENTITY:Horizon Legal Services, PLLC; No; 5455 Corporate Drive Suite 210; Troy; MI; 48098; Estate planning and probate; Attorney; 9/1/2020; 30; 20; Basic estate planning, drafting wills, Trusts, Powers of Attorney, HIPAA forms, and basic probate assistance such as filing of deeds|NAME OF ENTITY:ADVANCED PLANNING EDUCATION GROUP,INC; No; 31310 Foxboro Way; Beverly Hills; MI; 48025; Educate Prospective; Independent Contractor - Consultant; 9/16/2020; 5; 2; Promotion and guide student enrollment of new partnership course. This is an introductory course designed to educate and enhance the understanding the basic elements of estate planning, tax planning, insurance planning, retirement planning and investment planning found within the curriculum of the Certified Financial Planning certificate.|
CRS (Client Relationship Summary) - RIA
Click below to view Lori Susalla Oancea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 50 W Big Beaver Rd Suite 600, Troy, MI 48084RIA
CRD#: 105644
TROY, MI
Past
June 9, 2021 - June 30, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
TROY, MI
Past
June 9, 2021 - December 23, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
TROY, MI
Past
August 13, 2019 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TROY, MI
Past
July 29, 2019 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TROY, MI
Past
October 22, 2018 - May 23, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SOUTHFIELD, MI
Past
August 31, 2018 - May 23, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SOUTHFIELD, MI
Past
August 17, 2015 - July 30, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SOUTHFIELD, MI
Past
October 15, 2010 - July 30, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SOUTHFIELD, MI
Past
October 16, 2006 - October 27, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SOUTHFIELD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
