Tracy R. Davies

HAMILTON POINT INVESTMENT ADVISORS

Chapel Hill, NC 27517

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CRD#: 5166755

Professional summary

Tracy Ryan Davies, CFP®, who also goes by Tracy R. Davies, Tracy Wilkinson Ryan, is a registered financial advisor currently at HAMILTON POINT INVESTMENT ADVISORS, LLC located in Chapel Hill, North Carolina.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tracy has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tracy R. Davies | Tracy Wilkinson Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Ryan Davies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

July 1, 2020 - Present

HAMILTON POINT INVESTMENT ADVISORS, LLC

Office #1: 100 Europa Drive Suite 425, Chapel Hill, NC 27517

RIA

CRD#: 144534

Chapel Hill, NC

Past

January 31, 2018 - January 29, 2019

HAMILTON POINT INVESTMENT ADVISORS, LLC

RIA

CRD#: 144534

CHAPEL HILL, NC

Past

February 23, 2009 - February 3, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHAPEL HILL, NC

Past

February 23, 2009 - February 3, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHAPEL HILL, NC

Past

April 9, 2008 - February 25, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

January 30, 2008 - February 25, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMILTON POINT INVESTMENT ADVISORS, LLC

CRD#: 144534 / SEC#: 801-68186

RIA

Registered Investment Advisory firm - (8/20/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/28/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/29/2008

General Securities Representative Examination

Current Firm

HAMILTON POINT INVESTMENT ADVISORS, LLC

CRD#: 144534 / SEC#: 801-68186

RIA

Registered Investment Advisory firm - (8/20/2007 Approved)

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Contact information

Main Address

100 Europa Drive Suite 425, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 636-3765

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMILTON POINT INVESTMENT ADVISORS, LLC ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	815
AUM (Assets Under Management)	$ 1,065,602,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tracy R. Davies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Ryan Davies's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMILTON POINT INVESTMENT ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

HAMILTON POINT INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2008

SIE

Date: 2/3/2016

Series 31

Date: 8/28/2008

Series 7

Date: 1/29/2008

Current Firm

HAMILTON POINT INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAMILTON POINT INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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