Kevin A. Caldwell
GOLDEN ROAD ADVISORS LLC
TAMPA, FL 33606
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CRD#: 5166752
Professional summary
Kevin Angers Caldwell, CFP® is a registered financial advisor currently at GOLDEN ROAD ADVISORS LLC located in Tampa, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kevin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Tampa Bay History Center Address: 801 Old Water Street,Tampa, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:No Start Date: 01/01/2014 Hours per month devoted to this business: 3 Hours per month devoted to this business during trading hours: 0 Description of duties: Committee Member Name of Business : The First Tee of Tampa Bay Address: 7910 Willie Black Drive,Tampa, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 06/01/2011 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 2 Description of duties: Serve on Board of Directors. (2) Name of Business : Gasparilla Music Festival Address: 4107 W. De Leon Street,Tampa, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Administration Investment Related:No Start Date: 05/02/2017 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 5 Description of duties: I am a board member and chair of the fundraising committee (3) Name of Business: Insurance Address: Same as business address Nature of the Business: Insurance Sales Position/Title: Licensed Insurance Agent Investment Related: No Hours per month devoted to this business: Fewer than 5 Hours per month devoted to this business during trading hours: Fewer than 5 Description of duties: Implementations of insurance recommendations
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Angers Caldwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 14, 2021 - Present
GOLDEN ROAD ADVISORS LLC
Office #1: 615 W. De Leon St, Tampa, FL 33606RIA
CRD#: 314077
TAMPA, FL
Past
January 23, 2012 - July 8, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
TAMPA, FL
Past
January 11, 2012 - July 8, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
TAMPA, FL
Past
July 12, 2007 - January 12, 2012
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
TAMPA, FL
Past
February 13, 2007 - January 12, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
TAMPA, FL
Past
July 20, 2006 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
SAFETY HARBOR, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GR
GOLDEN ROAD ADVISORS LLC
GOLDEN ROAD ADVISORS LLC
CRD#: 314077 / SEC#: 801-121158
RIA
Registered Investment Advisory firm - (4/15/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GR
GOLDEN ROAD ADVISORS LLC
GOLDEN ROAD ADVISORS LLC
CRD#: 314077 / SEC#: 801-121158
RIA
Registered Investment Advisory firm - (4/15/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
615 W. De Leon St, Tampa, FL 33606
Mailing Address
Phone number
(813) 491-1593
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 396 |
| AUM (Assets Under Management) | $ 169,960,957 |
Red Flags
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