Thomas J. Schubert
Professional summary
Thomas Justin Schubert, who also goes by T.j. Schubert, Thomas Schubert, is a registered financial advisor currently at SONORAN CAPITAL MANAGEMENT, LLC located in Denver, Colorado.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Justin Schubert's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2010 - Present
SONORAN CAPITAL MANAGEMENT, LLC
September 22, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
August 22, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2017)
Exams
Series 55
Date: 10/23/2006
Limited Representative-Equity Trader ExamCurrent Firm
SONORAN CAPITAL MANAGEMENT, LLC
CRD#: 152942 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 49,500,000 |
Red Flags
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