Brian S. Wee

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

Woodbine, MD

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CRD#: 5166064

Professional summary

Brian Sean Wee, CFP®, who also goes by Brian Sean Wee, is a registered financial advisor currently at HOMEWOOD CAPITAL MANAGEMENT EAST LLC located in Woodbine, Maryland.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Sean Wee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Non-variable insurance - licensed agent, Woodbine, MD. Homewood Capital Management East LLC - Managing Member/CCO, Woodbine, MD Real Estate Agent - Agent, Woodbine, MD Consulting; CEO; investment related: No; 15202 Carrs Mill Rd, Woodbine MD 21797; Brian provides business owners with marketing, and client acquisition strategies. ; Servicing Clients; Start date with business: 2018-10-03; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 10;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Sean Wee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 25, 2023 - Present

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

RIA

CRD#: 289221

Woodbine, MD

Past

September 29, 2017 - December 31, 2022

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

RIA

CRD#: 289221

WOODBINE, MD

Past

March 31, 2014 - October 26, 2018

HOMEWOOD CAPITAL MANAGEMENT, INC.

RIA

CRD#: 134542

Woodbine, MD

Past

December 13, 2006 - July 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA BARBARA, CA

Past

November 23, 2006 - July 27, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA BARBARA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2023)

IAR

Maryland
(1/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/22/2006

General Securities Representative Examination

Current Firm

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

HOMEWOOD CAPITAL MANAGEMENT EAST LLC | HOMEWOOD CAPITAL MANAGEMENT LLC

CRD#: 289221 / SEC#:

California

Registered Investment Advisory firm - (1/26/2023 Approved)

Maryland

Registered Investment Advisory firm - (9/29/2017 Approved)

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Contact information

Main Address

Woodbine, MD

Mailing Address

Phone number

(925) 788-0411

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 3,101,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian S. Wee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Sean Wee's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

HOMEWOOD CAPITAL MANAGEMENT, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2006

Series 7

Date: 11/22/2006

Current Firm

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOMEWOOD CAPITAL MANAGEMENT EAST LLC

TRUST BUT VERIFY

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