Patrick J. Hart
Professional summary
Patrick John Hart, CFA, who also goes by Patrick Hart, Pj Hart, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2006. Patrick has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Hart's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2023 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 151 W 42nd Street 5th Floor, New York, NY 10036December 4, 2014 - February 14, 2023
CREDIT SUISSE SECURITIES (USA) LLC
December 4, 2014 - February 14, 2023
CREDIT SUISSE SECURITIES (USA) LLC
January 2, 2013 - November 20, 2014
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
January 2, 2013 - November 20, 2014
FIRST REPUBLIC SECURITIES COMPANY, LLC
September 22, 2008 - September 21, 2012
BARCLAYS CAPITAL INC.
August 22, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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