RN
Ryan H. Nietert
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Oakbrook Terrace, IL 60181
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CRD#: 5165630
RN
Professional summary
Ryan Henry Nietert, CFP®, ChFC®, CLU® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Oakbrook Terrace, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Oakbrook Terrace, Illinois.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RYAN NIETERT, INDEPENDENT INSURANCE AGENT, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, 10/01/2007 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30 HR/MO - 1/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2012 AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 40/TRADING. 12/03/12 3) OAKCREST CAPITAL LLC, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, PRESIDENT/DBA WITH WIFE, 11/30/12, NIR, 40 HR/,MO- 40/TRADING HR. 4) OAKCREST TAX AND ACCOUNTING GROUP, LLC, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, 08/02/2021. CPA, TAX PREP, ACCOUNTING SERVICES, ENROLLED AGENT. INV REL-1/MO-0/TRADING. 5) OAKCREST CAPITAL LLC, 17 W 220 22ND ST, STE 300/ BOX 4, OAKBROOK TERRACE, IL, 04/03/2019. CERTIFIED DIVORCE FINANCIAL ANALYST. INV REL-5 HR/MO-2/TRADING. 6) OAKCREST CAPITAL, LLC, 17 W 220 22ND ST, STE 300/BOX 4, OAKBROOK TERRACE, IL, VARO REFERRAL RELATIONSHIP/ CONSULTANT, 03/03/21, NIR, 1 HR/MO- 0/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Henry Nietert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
December 3, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 17w220 22nd St. Ste. 300, Oakbrook Terrace, IL 60181Office #2: 3255 N Arlington Heights Rd. Ste. 503, Arlington Heights, IL 60004RIA
CRD#: 134139
Oakbrook Terrace, IL
Current
December 3, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 3255 N. Arlington Heights Rd. Suite 503, Arlington Hts, IL 60004BD
CRD#: 39543
Oakbrook Terrace, IL
Past
February 5, 2010 - December 5, 2012
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
INDIANAPOLIS, IN
Past
August 29, 2007 - December 5, 2012
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/19/2015)
RR
Arizona(7/31/2019)
RR
Arkansas(10/31/2013)
RR
California(1/4/2021)
RR
Colorado(6/10/2013)
RR
Florida(12/3/2012)
RR
Illinois(12/3/2012)
IAR
Illinois(12/5/2012)
RR
Indiana(12/6/2012)
RR
Kansas(11/14/2018)
RR
Maryland(1/4/2021)
RR
Massachusetts(10/11/2018)
RR
Michigan(12/3/2012)
RR
Minnesota(1/4/2021)
RR
Missouri(7/6/2016)
RR
Montana(1/4/2021)
RR
Nevada(1/4/2021)
RR
New Mexico(1/4/2021)
RR
North Carolina(10/25/2016)
RR
Ohio(12/3/2012)
RR
South Carolina(10/30/2019)
RR
South Dakota(1/4/2021)
RR
Tennessee(1/26/2018)
RR
Texas(8/31/2016)
IAR
Texas(8/31/2016)
RR
Wisconsin(10/31/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
