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WM

William Michael Mullins

INTERACTIVE FINANCIAL ADVISORS

HEATHSVILLE, VA

·CRD# 5164920·20 years experience

Professional Summary

William Michael Mullins, who also goes by Michael Mullins, Mike Mullins, W. M. Mullins, is a registered financial advisor currently at INTERACTIVE FINANCIAL ADVISORS located in Heathsville, Virginia and FORTUNE FINANCIAL SERIVCES, LLC located in Reedville, Virginia. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. William has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Mullins, Mike Mullins, W. M. Mullins

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

INTERACTIVE FINANCIAL ADVISORS·CRD# 125117

RIA

916 Canvasback Lane, Heathsville, VA 22473

March 12, 2012 - Present

FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150

BD

Reedville, VA

September 11, 2020 - Present

BROOKLIGHT PLACE SECURITIES, INC.·CRD# 15764

BD

Heathsville, VA

February 1, 2017 - September 10, 2020

GWN SECURITIES INC.·CRD# 128929

BD

Heathsville, VA

March 26, 2012 - January 13, 2017

MSI FINANCIAL SERVICES, INC.·CRD# 14251

BD

Las Vegas, NV

December 20, 2007 - February 16, 2012

WORLD GROUP SECURITIES, INC.·CRD# 114473

BD

Las Vegas, NV

November 20, 2006 - December 7, 2007

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Current Firm

IF

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - SEC (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - Arizona (1/4/2005 Terminated)

California

Registered Investment Advisory firm - California (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - Colorado (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - Florida (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - Georgia (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - Illinois (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - North Carolina (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - Tennessee (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - Texas (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - Virginia (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (1/5/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

100 Batson Ct. Suite 104, New Lenox, IL 60451

Phone Number

(630) 472-1300

# of Employees

33

SEC notice filing (30 States and Territories)

Registered to provide investment advisory services in 30 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INTERACTIVE FINANCIAL ADVISORS, INC. ADV BROCHURE (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,075

AUM (Assets Under Management)

$240,418,188

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF BUSINESS: INTERACTIVE FINANCIAL ADVISORS, INC.; NATURE OF BUSINESS: INVESTMENT ADVISORY; LOCATION: 625 N. MICHIGAN AVE, SUITE 1710, CHICAGO, IL 60611; TITLE: INVESTMENT ADVISORY ADVISOR; START DATE: 01/2003; APPROXIMATE NUMBER OF HOURS PER MONTH: 100; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 5. 2) NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: SALES AND SERVICE OF FIXED INSURANCE, LIFE INSURANCE, MEDICARE SUPPLEMENT, MEDICARE ADVANTAGE PRESCRIPTION DRUG PLANS; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: AGENT; START DATE: 05/2014; APPROXIMATE NUMBER OF HOURS PER MONTH: 40; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 2. 3)NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: TAX PREPARATION; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: OWNER; START DATE: 2/1/2020; APPROXIMATE HOURS/MONTH: VARIES; NUMBER OF HOURS DURING TRADING: VARIES 4)NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: COLLEGE PLANNING; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: OWNER; START DATE: 2/1/2023; APPROXIMATE HOURS/MONTH: VARIES; NUMBER OF HOURS DURING TRADING: VARIES 5)Northumberland County Public School - Varsity Head Soccer Coach - 6958 Northumberland Highway, Heathsville Va 22473 - start Feb 2024 - 12-20 Hrs during trading

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IF

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - SEC (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - Arizona (1/4/2005 Terminated)

California

Registered Investment Advisory firm - California (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - Colorado (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - Florida (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - Georgia (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - Illinois (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - North Carolina (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - Tennessee (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - Texas (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - Virginia (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (1/5/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

IAR

Virginia
(3/12/2012)

RR

Virginia
(9/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2006About the Series 6 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view William Michael Mullins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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WM

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