WM
William M. Mullins
INTERACTIVE FINANCIAL ADVISORS
HEATHSVILLE, VA 22473
Some features on this profile are disabled
CRD#: 5164920
WM
Professional summary
William Michael Mullins, who also goes by Michael Mullins, Mike Mullins, W. M. Mullins, is a registered financial advisor currently at INTERACTIVE FINANCIAL ADVISORS located in Heathsville, Virginia and FORTUNE FINANCIAL SERVICES, INC. located in Heathsville, Virginia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. William has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Mullins | Mike Mullins | W. M. Mullins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF BUSINESS: INTERACTIVE FINANCIAL ADVISORS, INC.; NATURE OF BUSINESS: INVESTMENT ADVISORY; LOCATION: 625 N. MICHIGAN AVE, SUITE 1710, CHICAGO, IL 60611; TITLE: INVESTMENT ADVISORY ADVISOR; START DATE: 01/2003; APPROXIMATE NUMBER OF HOURS PER MONTH: 100; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 5. 2) NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: SALES AND SERVICE OF FIXED INSURANCE, LIFE INSURANCE, MEDICARE SUPPLEMENT, MEDICARE ADVANTAGE PRESCRIPTION DRUG PLANS; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: AGENT; START DATE: 05/2014; APPROXIMATE NUMBER OF HOURS PER MONTH: 40; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 2. 3)NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: TAX PREPARATION; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: OWNER; START DATE: 2/1/2020; APPROXIMATE HOURS/MONTH: VARIES; NUMBER OF HOURS DURING TRADING: VARIES 4)NAME OF BUSINESS: PINNACLE FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: COLLEGE PLANNING; LOCATION: 916 CANVASBACK LANE, HEATHSVILLE, VA 22473; TITLE: OWNER; START DATE: 2/1/2023; APPROXIMATE HOURS/MONTH: VARIES; NUMBER OF HOURS DURING TRADING: VARIES 5)Northumberland County Public School - Varsity Head Soccer Coach - 6958 Northumberland Highway, Heathsville Va 22473 - start Feb 2024 - 12-20 Hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view William Michael Mullins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2012 - Present
INTERACTIVE FINANCIAL ADVISORS
Office #1: 916 Canvasback Lane, Heathsville, VA 22473RIA
CRD#: 125117
HEATHSVILLE, VA
Current
September 11, 2020 - Present
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Heathsville, VA
Past
February 1, 2017 - September 10, 2020
BROOKLIGHT PLACE SECURITIES, INC.
BD
CRD#: 15764
HEATHSVILLE, VA
Past
March 26, 2012 - January 13, 2017
GWN SECURITIES INC.
BD
CRD#: 128929
Heathsville, VA
Past
December 20, 2007 - February 16, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
LAS VEGAS, NV
Past
November 20, 2006 - December 7, 2007
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTERACTIVE FINANCIAL ADVISORS
INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.
CRD#: 125117 / SEC#: 801-63771
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Arizona
Registered Investment Advisory firm - (1/4/2005 Terminated)California
Registered Investment Advisory firm - (1/4/2005 Terminated)Colorado
Registered Investment Advisory firm - (2/3/2005 Terminated)Florida
Registered Investment Advisory firm - (1/4/2005 Terminated)Georgia
Registered Investment Advisory firm - (1/4/2005 Terminated)Illinois
Registered Investment Advisory firm - (1/4/2005 Terminated)North Carolina
Registered Investment Advisory firm - (1/4/2005 Terminated)Tennessee
Registered Investment Advisory firm - (2/3/2005 Terminated)Texas
Registered Investment Advisory firm - (1/4/2005 Terminated)Virginia
Registered Investment Advisory firm - (1/4/2005 Terminated)Wisconsin
Registered Investment Advisory firm - (1/5/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(3/12/2012)
RR
Virginia(9/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTERACTIVE FINANCIAL ADVISORS
INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.
CRD#: 125117 / SEC#: 801-63771
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Arizona
Registered Investment Advisory firm - (1/4/2005 Terminated)California
Registered Investment Advisory firm - (1/4/2005 Terminated)Colorado
Registered Investment Advisory firm - (2/3/2005 Terminated)Florida
Registered Investment Advisory firm - (1/4/2005 Terminated)Georgia
Registered Investment Advisory firm - (1/4/2005 Terminated)Illinois
Registered Investment Advisory firm - (1/4/2005 Terminated)North Carolina
Registered Investment Advisory firm - (1/4/2005 Terminated)Tennessee
Registered Investment Advisory firm - (2/3/2005 Terminated)Texas
Registered Investment Advisory firm - (1/4/2005 Terminated)Virginia
Registered Investment Advisory firm - (1/4/2005 Terminated)Wisconsin
Registered Investment Advisory firm - (1/5/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Batson Ct. Suite 104, New Lenox, IL 60451
Mailing Address
Phone number
(630) 472-1300
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,858 |
| AUM (Assets Under Management) | $ 337,782,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
