SW
Scott M. Werthamer
FORTRESS CAPITAL FORMATION LLC
New York, NY 10105
Some features on this profile are disabled
CRD#: 5163811
SW
Professional summary
Scott Matthew Werthamer, who also goes by Scott Werthhamer, is a registered financial professional currently at FORTRESS CAPITAL FORMATION LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Scott Werthhamer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Matthew Werthamer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2010 - Present
FORTRESS CAPITAL FORMATION LLC
Office #1: 1345 Avenue Of The Americas 45th Floor, New York, NY 10105BD
CRD#: 152385
New York, NY
Past
September 8, 2006 - November 7, 2007
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2011)
RR
Alaska(3/16/2011)
RR
Arizona(3/3/2011)
RR
Arkansas(7/11/2011)
RR
California(1/11/2011)
RR
Colorado(1/10/2011)
RR
Connecticut(1/26/2011)
RR
Delaware(2/22/2011)
RR
District of Columbia(4/11/2011)
RR
Florida(2/4/2011)
RR
Georgia(1/28/2011)
RR
Hawaii(7/14/2011)
RR
Idaho(1/28/2011)
RR
Illinois(1/24/2011)
RR
Indiana(2/10/2011)
RR
Iowa(3/15/2011)
RR
Kansas(6/2/2011)
RR
Kentucky(3/21/2011)
RR
Louisiana(3/23/2011)
RR
Maine(4/21/2011)
RR
Maryland(2/15/2011)
RR
Massachusetts(1/11/2011)
RR
Michigan(3/2/2011)
RR
Minnesota(1/10/2011)
RR
Mississippi(3/15/2011)
RR
Missouri(3/17/2011)
RR
Montana(3/29/2011)
RR
Nebraska(1/6/2015)
RR
Nevada(3/4/2011)
RR
New Hampshire(4/13/2011)
RR
New Jersey(4/20/2011)
RR
New Mexico(3/18/2011)
RR
New York(12/21/2010)
RR
North Carolina(1/6/2011)
RR
North Dakota(5/2/2011)
RR
Ohio(1/26/2011)
RR
Oklahoma(3/18/2011)
RR
Oregon(2/23/2011)
RR
Pennsylvania(1/12/2011)
RR
Puerto Rico(2/5/2025)
RR
Rhode Island(6/29/2011)
RR
South Carolina(4/6/2011)
RR
South Dakota(3/21/2011)
RR
Tennessee(10/7/2011)
RR
Texas(8/9/2013)
RR
Utah(3/17/2011)
RR
Vermont(5/10/2011)
RR
Virgin Islands(4/29/2011)
RR
Virginia(1/13/2011)
RR
Washington(1/6/2011)
RR
West Virginia(5/3/2011)
RR
Wisconsin(2/28/2011)
RR
Wyoming(4/5/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/6/2025
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FORTRESS CAPITAL FORMATION LLC
FORTRESS CAPITAL FORMATION LLC | FORTRESS INVESTMENT GROUP LLC
CRD#: 152385 / SEC#: , 8-68449
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1345 Avenue Of The Americas 45th Floor, New York, NY, 10105
Mailing Address
1345 Avenue Of The Americas 45th Floor, New York, NY, 10105
Phone number
(212) 798-6100
Established
Delaware since 06/09/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
