Shannon Almy
Professional summary
Shannon Almy, who also goes by Shannon Ann Almy, is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Cobleskill, New York and FENIMORE SECURITIES, INC. located in Cobleskill, New York.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Shannon has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Almy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2018 - Present
FENIMORE ASSET MANAGEMENT, INC.
Office #1: 384 North Grand Street, Cobleskill, NY 12043July 12, 2006 - Present
FENIMORE SECURITIES, INC.
Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043Office #3: 142 Wolf Road, Albany, NY 12205Primary Firm SEC Registration
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2018)
(10/6/2020)
(11/4/2014)
(7/11/2021)
(7/2/2018)
(11/3/2021)
Exams
FINRA
Current Firm
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,164 |
| AUM (Assets Under Management) | $ 5,425,014,709 |
Red Flags
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