Brian Landy

DELAWARE DISTRIBUTORS, L.P.

Overland Park, KS 66202

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CRD#: 5163184

Professional summary

Brian Landy, who also goes by Brian Landy, Brian Greg Landy, is a registered financial professional currently at DELAWARE DISTRIBUTORS, L.P. located in Overland Park, Kansas.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2006. Brian has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Landy | Brian Greg Landy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Landy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2022 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #1: 6301 Glenwood Street, Overland Park, KS 66202

CRD#: 14232

Overland Park, KS

Past

May 23, 2019 - April 22, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

May 23, 2019 - January 29, 2022

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

November 3, 2016 - May 8, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

October 3, 2014 - April 12, 2016

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

June 1, 2012 - October 31, 2016

HRC FUND ASSOCIATES, LLC

CRD#: 142846

NEW YORK, NY

Past

July 7, 2006 - June 18, 2008

SIDOTI & COMPANY, LLC

CRD#: 102860

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(2/17/2022)

Pennsylvania
(2/17/2022)

Exams

State Security Law Exam

Series 63

Date: 7/23/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/31/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DELAWARE DISTRIBUTORS, L.P.

DELAWARE DISTRIBUTORS, L.P. | DELAWARE DISTRIBUTORS,INC.

CRD#: 14232 / SEC#: , 8-29755

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

100 Independence 610 Market Street, Philadelphia, PA 19106-2354

Mailing Address

100 Independence 610 Market Street, Philadelphia, PA 19106-2354

Phone number

(215) 255-1200

Established

Delaware since 12/21/1994

Firm type

Partnership

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP")	LIMITED PARTNER OF APPLICANT
IVY DISTRIBUTORS, INC.	LIMITED PARTNER OF APPLICANT
CONNOR, DAVID FORRESTER	DIRECTOR	4243088
DELAWARE CAPITAL MANAGEMENT, A SERIES OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM")	LIMITED PARTNER OF APPLICANT
DELAWARE DISTRIBUTORS, INC. ("DDI")	GENERAL PARTNER OF APPLICANT
GARVEY, THOMAS F	CHIEF COMPLIANCE OFFICER	2845051
HOBAN, STEPHEN (NO MIDDLE NAME)	FINOP	5089370
HOBAN, STEPHEN (NO MIDDLE NAME)	VP/CHIEF FINANCIAL OFFICER	5089370
HUTCHINSON, MILISSA ANN	PRESIDENT	5727922
LYTLE, SHAWN KEITH	DIRECTOR	5816747
SALUS, RICHARD (NO MIDDLE NAME)	DIRECTOR	2850592

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian Landy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Landy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

IVY DISTRIBUTORS, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

INDEPENDENT BROKERAGE SOLUTIONS LLC

HRC FUND ASSOCIATES, LLC

SIDOTI & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/23/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/31/2012

FINRA

Current Firm

DELAWARE DISTRIBUTORS, L.P.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DELAWARE DISTRIBUTORS, L.P.

TRUST BUT VERIFY

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