Nga Y. Ho

MONARCH WEALTH STRATEGIES

Los Angeles, CA 90028

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CRD#: 5162507

Professional summary

Nga Yu Ho, who also goes by Louisa Ho, is a registered financial advisor currently at MONARCH WEALTH STRATEGIES located in Los Angeles, California.

Nga is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nga has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louisa Ho

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nga Yu Ho's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2024 - Present

MONARCH WEALTH STRATEGIES

Office #1: 6430 Sunset Blvd., Suite 1433, Los Angeles, CA 90028

RIA

CRD#: 136029

Los Angeles, CA

Past

July 3, 2006 - March 13, 2024

PDV FINANCIAL MANAGEMENT

RIA

CRD#: 120205

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONARCH WEALTH STRATEGIES

MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN

CRD#: 136029 / SEC#: 801-118775

RIA

Registered Investment Advisory firm - (5/22/2020 Approved)

California

Registered Investment Advisory firm - (10/6/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2006

Uniform Investment Adviser Law Examination

Current Firm

MONARCH WEALTH STRATEGIES

MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN

CRD#: 136029 / SEC#: 801-118775

RIA

Registered Investment Advisory firm - (5/22/2020 Approved)

California

Registered Investment Advisory firm - (10/6/2020 Terminated)

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Contact information

Main Address

222 East Carillo Street Suite 208, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 564-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONARCH WEALTH STRATEGIES PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	976
AUM (Assets Under Management)	$ 434,765,478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nga Y. Ho

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nga Yu Ho's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONARCH WEALTH STRATEGIES

PDV FINANCIAL MANAGEMENT

Primary Firm SEC Registration

MONARCH WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2006

Current Firm

MONARCH WEALTH STRATEGIES

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONARCH WEALTH STRATEGIES

TRUST BUT VERIFY

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