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AL

Adam A. Link

RENAISSANCE MACRO SECURITIES
Asbury Park, NJ 07712
Some features on this profile are disabled
CRD#: 5162453
AL

Professional summary

Adam A Link, who also goes by Adam Anthony Link, is a registered financial professional currently at RENAISSANCE MACRO SECURITIES, LLC located in Asbury Park, New Jersey.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2006. Adam has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Anthony Link

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam A Link's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2024 - Present

RENAISSANCE MACRO SECURITIES, LLC

Office #1: 305 Bond Street Floor 3, Asbury Park, NJ 07712
BD
CRD#: 163927
Asbury Park, NJ
Past

March 28, 2007 - May 24, 2023

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHICAGO, IL
Past

November 14, 2006 - March 28, 2007

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(7/17/2024)
RR
Ohio
(7/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/11/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

RM
RENAISSANCE MACRO SECURITIES, LLC
RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927 / SEC#: , 8-69079

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
9 Old King's Highway S 3rd Fl, Darien, CT 06820
Mailing Address
9 Old King's Highway S 3rd Fl, Darien, CT 06820
Phone number
(212) 537-8811
Established
Delaware since 07/26/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RENAISSANCE MACRO HOLDINGS, LLCMEMBER
DEGRAAF, JEFFREY SCOTTEXECUTIVE MANAGING DIRECTOR2202699
DEGRAAF, JEFFREY SCOTTCHIEF COMPLIANCE OFFICER2202699
DUTTENHOFER, STEPHEN MATTHEWGENERAL SECURITIES PRINCIPAL2517485
VEGA, DOREEN LEMAFINOP/ PFO /POO5364084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RENAISSANCE MACRO SECURITIES, LLC

CRD#: 163927Asbury Park, NJ 07712

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